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Comptroller's Handbook

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The Office of the Comptroller of the Currency's (OCC) Comptroller's Handbook is prepared for use by OCC examiners in connection with their examination and supervision of national banks, federal savings associations, and federal branches and federal agencies of foreign banking organizations (collectively, banks). Each bank is different and may present specific issues. Accordingly, examiners should apply the information in this booklet consistent with each bank's individual circumstances.

Comptroller's Handbook by Series

Comptroller's Handbook Alphabetical Listing

Publication DateTitleVersion
12/03/2024 Comptroller's Handbook: Unfair or Deceptive Acts or Practices and Unfair, Deceptive, or Abusive Acts or Practices December 2024
06/11/2024 Comptroller's Handbook: Retail Nondeposit Investment Products June 2024
10/31/2023 Comptroller's Handbook: Telephone Consumer Protection Act Examination Procedures (Interagency) October 2023
09/27/2023 Comptroller's Handbook: Lease Financing September 2023
06/22/2023 Comptroller's Handbook: Asset Management June 2023
05/25/2023 Comptroller's Handbook: Liquidity May 2023
01/12/2023 Comptroller's Handbook: Fair Lending January 2023
12/15/2022 Fair Debt Collection Practices Act Examination Procedures (Interagency) December 2022
03/28/2022 Comptroller's Handbook: Commercial Real Estate Lending March 2022
03/08/2022 Comptroller's Handbook: Large Bank Supervision March 2022
12/20/2021 Comptroller's Handbook: Other Real Estate Owned December 2021
12/09/2021 Comptroller's Handbook: Home Mortgage Disclosure December 2021
10/28/2021 Comptroller's Handbook: Truth in Lending Act (Interagency) October 2021
10/28/2021 Comptroller's Handbook: Retail Lending October 2021
10/21/2021 Comptroller's Handbook: Payment Systems October 2021
09/22/2021 Comptroller's Handbook: Earnings September 2021
09/22/2021 Comptroller's Handbook: Earnings September 2021
09/22/2021 Comptroller's Handbook: Regulatory Reporting September 2021
09/22/2021 Comptroller's Handbook: Regulatory Reporting September 2021
09/13/2021 Comptroller's Handbook: Problem Bank Supervision September 2021
08/18/2021 Comptroller's Handbook: Model Risk Management August 2021
04/29/2021 Comptroller's Handbook: Credit Card Lending April 2021
04/15/2021 Comptroller's Handbook: Allowances for Credit Losses April 2021
03/04/2021 Comptroller's Handbook: Servicemembers Civil Relief Act March 2021
12/21/2020 Comptroller's Handbook: Foreword December 2020
10/26/2020 Comptroller's Handbook: Concentrations of Credit October 2020
05/26/2020 Comptroller's Handbook: Sampling Methodologies May 2020
03/30/2020 Comptroller's Handbook: Agricultural Lending March 2020
03/26/2020 Comptroller's Handbook: Interest Rate Risk March 2020
03/02/2020 Comptroller's Handbook: Protecting Tenants at Foreclosure Act March 2020
08/27/2019 Comptroller's Handbook: Flood Disaster Protection Act (Interagency) August 2019
07/25/2019 Comptroller's Handbook: Internal and External Audits July 2019
07/15/2019 Comptroller's Handbook: Corporate and Risk Governance July 2019
05/14/2019 Comptroller's Handbook: Real Estate Settlement Procedures Act May 2019
03/15/2019 Comptroller's Handbook: Recovery Planning March 2019
12/28/2018 Comptroller's Handbook: Consigned Items and Other Customer Services December 2018
12/28/2018 Comptroller's Handbook: Litigation and Other Legal Matters December 2018
12/28/2018 Comptroller's Handbook: Bank Premises and Equipment December 2018
10/15/2018 Comptroller's Handbook: Oil and Gas Exploration and Production Lending October 2018
10/15/2018 Comptroller's Handbook: Trade Finance and Services October 2018
09/12/2018 Comptroller's Handbook: Deposit-Related Credit March 2020
07/23/2018 Comptroller's Handbook: Capital and Dividends July 2018
06/29/2018 Comptroller's Handbook: Community Bank Supervision September 2019
06/28/2018 Comptroller's Handbook: Bank Supervision Process September 2019
06/28/2018 Comptroller's Handbook: Compliance Management Systems June 2018
06/28/2018 Comptroller's Handbook: Federal Branches and Agencies Supervision September 2019
05/11/2018 Comptroller's Handbook: Military Lending Act May 2018
05/01/2018 Comptroller's Handbook: Installment Lending May 2018
01/31/2018 Comptroller's Handbook: Municipal Securities Rulemaking Board Rules January 2018
01/15/2017 Comptroller's Handbook: Asset-Based Lending January 2017
11/29/2016 Comptroller's Handbook: Emerging Market Country Products and Trading Activities December 1995 (narrative), February 1998 (procedures)
05/09/2016 Comptroller's Handbook: Student Lending February 2017
02/12/2016 Comptroller's Handbook: Country Risk Management February 2016
10/27/2015 Comptroller's Handbook: Floor Plan Lending January 2017
06/25/2015 Comptroller's Handbook: Collective Investment Funds May 2014
06/15/2015 Comptroller's Handbook: Residential Real Estate Lending January 2017
02/10/2015 Comptroller's Handbook: Personal Fiduciary Activities February 2015
01/22/2015 Comptroller's Handbook: Government Securities Act January 2015
01/14/2015 Comptroller's Handbook: Conflicts of Interest January 2015
08/28/2014 Comptroller's Handbook: Electronic Fund Transfer Act (Interagency) March 2019
08/20/2014 Comptroller's Handbook: Merchant Processing August 2014
04/01/2014 Comptroller's Handbook: Garnishment of Accounts Containing Federal Benefit Payments November 1995
02/12/2014 Comptroller's Handbook: Retirement Plan Products and Services February 2014
02/07/2014 Comptroller's Handbook: Mortgage Banking February 2014
11/06/2013 Comptroller's Handbook: Insider Activities November 2013
11/06/2013 Comptroller's Handbook: Qualified Thrift Lender November 2013
08/23/2012 Comptroller's Handbook: Unique and Hard-to-Value Assets August 2012
04/16/2012 Comptroller's Handbook: SAFE Act April 2012
10/15/2011 Comptroller's Handbook: Privacy of Consumer Financial Information October 2011
06/15/2011 Comptroller's Handbook: Asset Management Operations and Controls January 2011
05/15/2011 Comptroller's Handbook: Homeownership Counseling Examination Procedures June 2011
08/15/2010 Comptroller's Handbook: Depository Services August 2010
08/15/2009 Comptroller's Handbook: Other Consumer Protection Laws and Regulations August 2009
02/15/2008 Comptroller's Handbook: Leveraged Lending February 2008
12/15/2007 Comptroller's Handbook: Internal Control Questionnaires/Verification Procedures December 2007
08/15/2004 Comptroller's Handbook: Related Organizations August 2004
06/01/2002 Comptroller's Handbook: Insurance Activities June 2002
01/15/2002 Comptroller's Handbook: Custody Services January 2002
08/15/2001 Comptroller's Handbook: Investment Management Services August 2001
04/15/2001 Comptroller's Handbook: Rating Credit Risk April 2001
01/15/2001 Comptroller's Handbook: Internal Control January 2001
03/15/2000 Comptroller's Handbook: Accounts Receivable and Inventory Financing March 2000
05/15/1999 Comptroller's Handbook: Community Reinvestment Act Examination Procedures June 2018
04/15/1998 Comptroller's Handbook: Loan Portfolio Management April 1998
11/15/1997 Comptroller's Handbook: Asset Securitization November 1997
03/15/1997 Comptroller's Handbook: Due From Banks March 1990 (narrative), March 1998 (procedures)
01/15/1997 Comptroller's Handbook: Risk Management of Financial Derivatives January 1997 (narrative), February 1998 (procedures)
10/15/1996 Comptroller's Handbook: Fair Credit Reporting October 1996
06/15/1996 Comptroller's Handbook: Allowance for Loan and Lease Losses June 1996 (narrative), May 1998 (procedures)
09/09/1995 Comptroller's Handbook: Futures Commission Merchant Activities November 1995
03/15/1991 Comptroller's Handbook: Other Assets (and Other Liabilities) March 1991
03/15/1990 Comptroller's Handbook: Bank Dealer Activities March 1990
03/15/1990 Comptroller's Handbook: Cash Accounts March 1990 (narrative), March 1998 (procedures)
03/15/1990 Comptroller's Handbook: Commercial Loans March 1990 (narrative), March 1998 (procedures)
03/15/1990 Comptroller's Handbook: Foreign Exchange March 1990
03/15/1990 Comptroller's Handbook: Investment Securities March 1990
03/15/1990 Comptroller's Handbook: Private Placements Narrative and Procedures - March 1990

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