RFC 3463 - Enhanced Mail System Status Codes

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Network Working Group G. Vaudreuil
Request for Comments: 3463 Lucent Technologies
Obsoletes: 1893 January 2003
Category: Standards Track
 Enhanced Mail System Status Codes
Status of this Memo
 This document specifies an Internet standards track protocol for the
 Internet community, and requests discussion and suggestions for
 improvements. Please refer to the current edition of the "Internet
 Official Protocol Standards" (STD 1) for the standardization state
 and status of this protocol. Distribution of this memo is unlimited.
Copyright Notice
 Copyright (C) The Internet Society (2003). All Rights Reserved.
Abstract
 This document defines a set of extended status codes for use within
 the mail system for delivery status reports, tracking, and improved
 diagnostics. In combination with other information provided in the
 Delivery Status Notification (DSN) delivery report, these codes
 facilitate media and language independent rendering of message
 delivery status.
Table of Contents
 1. Overview ......................................................2
 2. Status Code Structure .........................................3
 3. Enumerated Status Codes .......................................5
 3.1 Other or Undefined Status ...................................6
 3.2 Address Status ..............................................6
 3.3 Mailbox Status ..............................................7
 3.4 Mail system status ..........................................8
 3.5 Network and Routing Status ..................................9
 3.6 Mail Delivery Protocol Status ..............................10
 3.7 Message Content or Message Media Status ....................11
 3.8 Security or Policy Status ..................................12
 4. References ...................................................13
 5. Security Considerations ......................................13
 Appendix A - Collected Status Codes ..........................14
 Appendix B - Changes from RFC1893 ............................15
 Author's Address .............................................15
 Full Copyright Statement .....................................16
Vaudreuil Standards Track [Page 1]

RFC 3463 Enhanced Mail System Status Codes January 2003
1. Overview
 There is a need for a standard mechanism for the reporting of mail
 system errors richer than the limited set offered by SMTP and the
 system specific text descriptions sent in mail messages. There is a
 pressing need for a rich machine-readable, human language independent
 status code for use in delivery status notifications [DSN]. This
 document proposes a new set of status codes for this purpose.
 SMTP [SMTP] error codes have historically been used for reporting
 mail system errors. Because of limitations in the SMTP code design,
 these are not suitable for use in delivery status notifications.
 SMTP provides about 12 useful codes for delivery reports. The
 majority of the codes are protocol specific response codes such as
 the 354 response to the SMTP data command. Each of the 12 useful
 codes are overloaded to indicate several error conditions. SMTP
 suffers some scars from history, most notably the unfortunate damage
 to the reply code extension mechanism by uncontrolled use. This
 proposal facilitates future extensibility by requiring the client to
 interpret unknown error codes according to the theory of codes while
 requiring servers to register new response codes.
 The SMTP theory of reply codes are partitioned in the number space in
 such a manner that the remaining available codes will not provide the
 space needed. The most critical example is the existence of only 5
 remaining codes for mail system errors. The mail system
 classification includes both host and mailbox error conditions. The
 remaining third digit space would be completely consumed as needed to
 indicate MIME and media conversion errors and security system errors.
 A revision to the SMTP theory of reply codes to better distribute the
 error conditions in the number space will necessarily be incompatible
 with SMTP. Further, consumption of the remaining reply-code number
 space for delivery notification reporting will reduce the available
 codes for new ESMTP extensions.
 The following status code set is based on the SMTP theory of reply
 codes. It adopts the success, permanent error, and transient error
 semantics of the first value, with a further description and
 classification in the second. This proposal re-distributes the
 classifications to better distribute the error conditions, such as
 separating mailbox from host errors.
 Document Conventions
 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in BCP 14 [RFC2119].
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RFC 3463 Enhanced Mail System Status Codes January 2003
2. Status Code Structure
 This document defines a new set of status codes to report mail system
 conditions. These status codes are used for media and language
 independent status reporting. They are not intended for system
 specific diagnostics.
 The syntax of the new status codes is defined as:
 status-code = class "." subject "." detail
 class = "2"/"4"/"5"
 subject = 1*3digit
 detail = 1*3digit
 White-space characters and comments are NOT allowed within a status-
 code. Each numeric sub-code within the status-code MUST be expressed
 without leading zero digits.
 Status codes consist of three numerical fields separated by ".". The
 first sub-code indicates whether the delivery attempt was successful.
 The second sub-code indicates the probable source of any delivery
 anomalies, and the third sub-code indicates a precise error
 condition.
 Example: 2.1.23
 The code space defined is intended to be extensible only by standards
 track documents. Mail system specific status codes should be mapped
 as close as possible to the standard status codes. Servers should
 send only defined, registered status codes. System specific errors
 and diagnostics should be carried by means other than status codes.
 New subject and detail codes will be added over time. Because the
 number space is large, it is not intended that published status codes
 will ever be redefined or eliminated. Clients should preserve the
 extensibility of the code space by reporting the general error
 described in the subject sub-code when the specific detail is
 unrecognized.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 The class sub-code provides a broad classification of the status.
 The enumerated values for each class are defined as:
 2.XXX.XXX Success
 Success specifies that the DSN is reporting a positive delivery
 action. Detail sub-codes may provide notification of
 transformations required for delivery.
 4.XXX.XXX Persistent Transient Failure
 A persistent transient failure is one in which the message as
 sent is valid, but persistence of some temporary condition has
 caused abandonment or delay of attempts to send the message.
 If this code accompanies a delivery failure report, sending in
 the future may be successful.
 5.XXX.XXX Permanent Failure
 A permanent failure is one which is not likely to be resolved
 by resending the message in the current form. Some change to
 the message or the destination must be made for successful
 delivery.
 A client must recognize and report class sub-code even where
 subsequent subject sub-codes are unrecognized.
 The subject sub-code classifies the status. This value applies to
 each of the three classifications. The subject sub-code, if
 recognized, must be reported even if the additional detail provided
 by the detail sub-code is not recognized. The enumerated values for
 the subject sub-code are:
 X.0.XXX Other or Undefined Status
 There is no additional subject information available.
 X.1.XXX Addressing Status
 The address status reports on the originator or destination
 address. It may include address syntax or validity. These
 errors can generally be corrected by the sender and retried.
 X.2.XXX Mailbox Status
 Mailbox status indicates that something having to do with the
 mailbox has caused this DSN. Mailbox issues are assumed to be
 under the general control of the recipient.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.3.XXX Mail System Status
 Mail system status indicates that something having to do with
 the destination system has caused this DSN. System issues are
 assumed to be under the general control of the destination
 system administrator.
 X.4.XXX Network and Routing Status
 The networking or routing codes report status about the
 delivery system itself. These system components include any
 necessary infrastructure such as directory and routing
 services. Network issues are assumed to be under the control
 of the destination or intermediate system administrator.
 X.5.XXX Mail Delivery Protocol Status
 The mail delivery protocol status codes report failures
 involving the message delivery protocol. These failures
 include the full range of problems resulting from
 implementation errors or an unreliable connection.
 X.6.XXX Message Content or Media Status
 The message content or media status codes report failures
 involving the content of the message. These codes report
 failures due to translation, transcoding, or otherwise
 unsupported message media. Message content or media issues are
 under the control of both the sender and the receiver, both of
 which must support a common set of supported content-types.
 X.7.XXX Security or Policy Status
 The security or policy status codes report failures involving
 policies such as per-recipient or per-host filtering and
 cryptographic operations. Security and policy status issues
 are assumed to be under the control of either or both the
 sender and recipient. Both the sender and recipient must
 permit the exchange of messages and arrange the exchange of
 necessary keys and certificates for cryptographic operations.
3. Enumerated Status Codes
 The following section defines and describes the detail sub-code. The
 detail value provides more information about the status and is
 defined relative to the subject of the status.
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RFC 3463 Enhanced Mail System Status Codes January 2003
3.1 Other or Undefined Status
 X.0.0 Other undefined Status
 Other undefined status is the only undefined error code. It
 should be used for all errors for which only the class of the
 error is known.
3.2 Address Status
 X.1.0 Other address status
 Something about the address specified in the message caused
 this DSN.
 X.1.1 Bad destination mailbox address
 The mailbox specified in the address does not exist. For
 Internet mail names, this means the address portion to the left
 of the "@" sign is invalid. This code is only useful for
 permanent failures.
 X.1.2 Bad destination system address
 The destination system specified in the address does not exist
 or is incapable of accepting mail. For Internet mail names,
 this means the address portion to the right of the "@" is
 invalid for mail. This code is only useful for permanent
 failures.
 X.1.3 Bad destination mailbox address syntax
 The destination address was syntactically invalid. This can
 apply to any field in the address. This code is only useful
 for permanent failures.
 X.1.4 Destination mailbox address ambiguous
 The mailbox address as specified matches one or more recipients
 on the destination system. This may result if a heuristic
 address mapping algorithm is used to map the specified address
 to a local mailbox name.
 X.1.5 Destination address valid
 This mailbox address as specified was valid. This status code
 should be used for positive delivery reports.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.1.6 Destination mailbox has moved, No forwarding address
 The mailbox address provided was at one time valid, but mail is
 no longer being accepted for that address. This code is only
 useful for permanent failures.
 X.1.7 Bad sender's mailbox address syntax
 The sender's address was syntactically invalid. This can apply
 to any field in the address.
 X.1.8 Bad sender's system address
 The sender's system specified in the address does not exist or
 is incapable of accepting return mail. For domain names, this
 means the address portion to the right of the "@" is invalid
 for mail.
3.3 Mailbox Status
 X.2.0 Other or undefined mailbox status
 The mailbox exists, but something about the destination mailbox
 has caused the sending of this DSN.
 X.2.1 Mailbox disabled, not accepting messages
 The mailbox exists, but is not accepting messages. This may be
 a permanent error if the mailbox will never be re-enabled or a
 transient error if the mailbox is only temporarily disabled.
 X.2.2 Mailbox full
 The mailbox is full because the user has exceeded a per-mailbox
 administrative quota or physical capacity. The general
 semantics implies that the recipient can delete messages to
 make more space available. This code should be used as a
 persistent transient failure.
 X.2.3 Message length exceeds administrative limit
 A per-mailbox administrative message length limit has been
 exceeded. This status code should be used when the per-mailbox
 message length limit is less than the general system limit.
 This code should be used as a permanent failure.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.2.4 Mailing list expansion problem
 The mailbox is a mailing list address and the mailing list was
 unable to be expanded. This code may represent a permanent
 failure or a persistent transient failure.
3.4 Mail system status
 X.3.0 Other or undefined mail system status
 The destination system exists and normally accepts mail, but
 something about the system has caused the generation of this
 DSN.
 X.3.1 Mail system full
 Mail system storage has been exceeded. The general semantics
 imply that the individual recipient may not be able to delete
 material to make room for additional messages. This is useful
 only as a persistent transient error.
 X.3.2 System not accepting network messages
 The host on which the mailbox is resident is not accepting
 messages. Examples of such conditions include an immanent
 shutdown, excessive load, or system maintenance. This is
 useful for both permanent and persistent transient errors.
 X.3.3 System not capable of selected features
 Selected features specified for the message are not supported
 by the destination system. This can occur in gateways when
 features from one domain cannot be mapped onto the supported
 feature in another.
 X.3.4 Message too big for system
 The message is larger than per-message size limit. This limit
 may either be for physical or administrative reasons. This is
 useful only as a permanent error.
 X.3.5 System incorrectly configured
 The system is not configured in a manner that will permit it to
 accept this message.
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RFC 3463 Enhanced Mail System Status Codes January 2003
3.5 Network and Routing Status
 X.4.0 Other or undefined network or routing status
 Something went wrong with the networking, but it is not clear
 what the problem is, or the problem cannot be well expressed
 with any of the other provided detail codes.
 X.4.1 No answer from host
 The outbound connection attempt was not answered, because
 either the remote system was busy, or was unable to take a
 call. This is useful only as a persistent transient error.
 X.4.2 Bad connection
 The outbound connection was established, but was unable to
 complete the message transaction, either because of time-out,
 or inadequate connection quality. This is useful only as a
 persistent transient error.
 X.4.3 Directory server failure
 The network system was unable to forward the message, because a
 directory server was unavailable. This is useful only as a
 persistent transient error.
 The inability to connect to an Internet DNS server is one
 example of the directory server failure error.
 X.4.4 Unable to route
 The mail system was unable to determine the next hop for the
 message because the necessary routing information was
 unavailable from the directory server. This is useful for both
 permanent and persistent transient errors.
 A DNS lookup returning only an SOA (Start of Administration)
 record for a domain name is one example of the unable to route
 error.
 X.4.5 Mail system congestion
 The mail system was unable to deliver the message because the
 mail system was congested. This is useful only as a persistent
 transient error.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.4.6 Routing loop detected
 A routing loop caused the message to be forwarded too many
 times, either because of incorrect routing tables or a user-
 forwarding loop. This is useful only as a persistent transient
 error.
 X.4.7 Delivery time expired
 The message was considered too old by the rejecting system,
 either because it remained on that host too long or because the
 time-to-live value specified by the sender of the message was
 exceeded. If possible, the code for the actual problem found
 when delivery was attempted should be returned rather than this
 code.
3.6 Mail Delivery Protocol Status
 X.5.0 Other or undefined protocol status
 Something was wrong with the protocol necessary to deliver the
 message to the next hop and the problem cannot be well
 expressed with any of the other provided detail codes.
 X.5.1 Invalid command
 A mail transaction protocol command was issued which was either
 out of sequence or unsupported. This is useful only as a
 permanent error.
 X.5.2 Syntax error
 A mail transaction protocol command was issued which could not
 be interpreted, either because the syntax was wrong or the
 command is unrecognized. This is useful only as a permanent
 error.
 X.5.3 Too many recipients
 More recipients were specified for the message than could have
 been delivered by the protocol. This error should normally
 result in the segmentation of the message into two, the
 remainder of the recipients to be delivered on a subsequent
 delivery attempt. It is included in this list in the event
 that such segmentation is not possible.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.5.4 Invalid command arguments
 A valid mail transaction protocol command was issued with
 invalid arguments, either because the arguments were out of
 range or represented unrecognized features. This is useful
 only as a permanent error.
 X.5.5 Wrong protocol version
 A protocol version mis-match existed which could not be
 automatically resolved by the communicating parties.
3.7 Message Content or Message Media Status
 X.6.0 Other or undefined media error
 Something about the content of a message caused it to be
 considered undeliverable and the problem cannot be well
 expressed with any of the other provided detail codes.
 X.6.1 Media not supported
 The media of the message is not supported by either the
 delivery protocol or the next system in the forwarding path.
 This is useful only as a permanent error.
 X.6.2 Conversion required and prohibited
 The content of the message must be converted before it can be
 delivered and such conversion is not permitted. Such
 prohibitions may be the expression of the sender in the message
 itself or the policy of the sending host.
 X.6.3 Conversion required but not supported
 The message content must be converted in order to be forwarded
 but such conversion is not possible or is not practical by a
 host in the forwarding path. This condition may result when an
 ESMTP gateway supports 8bit transport but is not able to
 downgrade the message to 7 bit as required for the next hop.
 X.6.4 Conversion with loss performed
 This is a warning sent to the sender when message delivery was
 successfully but when the delivery required a conversion in
 which some data was lost. This may also be a permanent error
 if the sender has indicated that conversion with loss is
 prohibited for the message.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.6.5 Conversion Failed
 A conversion was required but was unsuccessful. This may be
 useful as a permanent or persistent temporary notification.
3.8 Security or Policy Status
 X.7.0 Other or undefined security status
 Something related to security caused the message to be
 returned, and the problem cannot be well expressed with any of
 the other provided detail codes. This status code may also be
 used when the condition cannot be further described because of
 security policies in force.
 X.7.1 Delivery not authorized, message refused
 The sender is not authorized to send to the destination. This
 can be the result of per-host or per-recipient filtering. This
 memo does not discuss the merits of any such filtering, but
 provides a mechanism to report such. This is useful only as a
 permanent error.
 X.7.2 Mailing list expansion prohibited
 The sender is not authorized to send a message to the intended
 mailing list. This is useful only as a permanent error.
 X.7.3 Security conversion required but not possible
 A conversion from one secure messaging protocol to another was
 required for delivery and such conversion was not possible.
 This is useful only as a permanent error.
 X.7.4 Security features not supported
 A message contained security features such as secure
 authentication that could not be supported on the delivery
 protocol. This is useful only as a permanent error.
 X.7.5 Cryptographic failure
 A transport system otherwise authorized to validate or decrypt
 a message in transport was unable to do so because necessary
 information such as key was not available or such information
 was invalid.
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RFC 3463 Enhanced Mail System Status Codes January 2003
 X.7.6 Cryptographic algorithm not supported
 A transport system otherwise authorized to validate or decrypt
 a message was unable to do so because the necessary algorithm
 was not supported.
 X.7.7 Message integrity failure
 A transport system otherwise authorized to validate a message
 was unable to do so because the message was corrupted or
 altered. This may be useful as a permanent, transient
 persistent, or successful delivery code.
4. Normative References
 [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
 Requirement Levels", BCP 14, RFC 2119, March 1997.
 [SMTP] Postel, J., "Simple Mail Transfer Protocol", STD 10, RFC
 821, August 1982.
 [DSN] Moore, K. and G. Vaudreuil, "An Extensible Message Format
 for Delivery Status Notifications", RFC 3464, January 2003.
5. Security Considerations
 This document describes a status code system with increased
 precision. Use of these status codes may disclose additional
 information about how an internal mail system is implemented beyond
 that currently available.
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RFC 3463 Enhanced Mail System Status Codes January 2003
Appendix A - Collected Status Codes
 X.1.0 Other address status
 X.1.1 Bad destination mailbox address
 X.1.2 Bad destination system address
 X.1.3 Bad destination mailbox address syntax
 X.1.4 Destination mailbox address ambiguous
 X.1.5 Destination mailbox address valid
 X.1.6 Mailbox has moved
 X.1.7 Bad sender's mailbox address syntax
 X.1.8 Bad sender's system address
 X.2.0 Other or undefined mailbox status
 X.2.1 Mailbox disabled, not accepting messages
 X.2.2 Mailbox full
 X.2.3 Message length exceeds administrative limit.
 X.2.4 Mailing list expansion problem
 X.3.0 Other or undefined mail system status
 X.3.1 Mail system full
 X.3.2 System not accepting network messages
 X.3.3 System not capable of selected features
 X.3.4 Message too big for system
 X.4.0 Other or undefined network or routing status
 X.4.1 No answer from host
 X.4.2 Bad connection
 X.4.3 Routing server failure
 X.4.4 Unable to route
 X.4.5 Network congestion
 X.4.6 Routing loop detected
 X.4.7 Delivery time expired
 X.5.0 Other or undefined protocol status
 X.5.1 Invalid command
 X.5.2 Syntax error
 X.5.3 Too many recipients
 X.5.4 Invalid command arguments
 X.5.5 Wrong protocol version
 X.6.0 Other or undefined media error
 X.6.1 Media not supported
 X.6.2 Conversion required and prohibited
 X.6.3 Conversion required but not supported
 X.6.4 Conversion with loss performed
 X.6.5 Conversion failed
Vaudreuil Standards Track [Page 14]

RFC 3463 Enhanced Mail System Status Codes January 2003
 X.7.0 Other or undefined security status
 X.7.1 Delivery not authorized, message refused
 X.7.2 Mailing list expansion prohibited
 X.7.3 Security conversion required but not possible
 X.7.4 Security features not supported
 X.7.5 Cryptographic failure
 X.7.6 Cryptographic algorithm not supported
 X.7.7 Message integrity failure
Appendix B - Changes from RFC1893
 Changed Authors contact information.
 Updated required standards boilerplate.
 Edited the text to make it spell-checker and grammar checker
 compliant.
 Modified the text describing the persistent transient failure to more
 closely reflect current practice and understanding.
 Eliminated the restriction on the X.4.7 codes limiting them to
 persistent transient errors.
Author's Address
 Gregory M. Vaudreuil
 Lucent Technologies
 7291 Williamson Rd
 Dallas, Tx. 75214
 Phone: +1 214 823 9325
 EMail: GregV@ieee.org
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RFC 3463 Enhanced Mail System Status Codes January 2003
Full Copyright Statement
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Vaudreuil Standards Track [Page 16]

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