draft-snell-http-prefer-12

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Network Working Group J. Snell
Internet-Draft February 8, 2012
Intended status: Standards Track
Expires: August 11, 2012
 Prefer Header for HTTP
 draft-snell-http-prefer-12
Abstract
 This specification defines an HTTP header field that can be used by a
 client to request that certain behaviors be implemented by a server
 while processing a request.
Status of this Memo
 This Internet-Draft is submitted to IETF in full conformance with the
 provisions of BCP 78 and BCP 79.
 Internet-Drafts are working documents of the Internet Engineering
 Task Force (IETF). Note that other groups may also distribute
 working documents as Internet-Drafts. The list of current Internet-
 Drafts is at http://datatracker.ietf.org/drafts/current/.
 Internet-Drafts are draft documents valid for a maximum of six months
 and may be updated, replaced, or obsoleted by other documents at any
 time. It is inappropriate to use Internet-Drafts as reference
 material or to cite them other than as "work in progress."
 This Internet-Draft will expire on August 11, 2012.
Copyright Notice
 Copyright (c) 2012 IETF Trust and the persons identified as the
 document authors. All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document. Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document. Code Components extracted from this document must
 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.
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Table of Contents
 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
 1.1. Syntax Notation . . . . . . . . . . . . . . . . . . . . . 3
 2. The Prefer Request Header Field . . . . . . . . . . . . . . . 3
 2.1. Content Negotiation and Cache Considerations . . . . . . . 5
 2.2. Examples . . . . . . . . . . . . . . . . . . . . . . . . . 5
 3. The "return-asynch" Preference . . . . . . . . . . . . . . . . 5
 4. The "return-representation" Preference . . . . . . . . . . . . 6
 5. The "return-minimal" Preference . . . . . . . . . . . . . . . 7
 6. The "wait" Preference . . . . . . . . . . . . . . . . . . . . 8
 7. The "strict" and "lenient" Processing Preferences . . . . . . 9
 8. Registered Preferences . . . . . . . . . . . . . . . . . . . . 10
 9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 10
 9.1. The Registry of Preferences . . . . . . . . . . . . . . . 11
 9.1.1. Initial Registry Contents . . . . . . . . . . . . . . 12
 10. Security Considerations . . . . . . . . . . . . . . . . . . . 12
 11. Normative References . . . . . . . . . . . . . . . . . . . . . 13
 Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 14
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1. Introduction
 This specification defines a new HTTP request header field that can
 be used by clients to request optional behaviors be applied by a
 server during the processing the request.
 In this document, the key words "MUST", "MUST NOT", "REQUIRED",
 "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
 and "OPTIONAL" are to be interpreted as described in [RFC2119].
1.1. Syntax Notation
 This specification uses the Augmented Backus-Naur Form (ABNF)
 notation of [RFC5234] and includes, by reference, the "word", "OWS",
 "BWS" rules and the #rule extension as defined within Sections 1.2
 and 3.2.4 of [I-D.ietf-httpbis-p1-messaging].
2. The Prefer Request Header Field
 The Prefer request-header field is used to indicate that particular
 server behaviors are preferred by the client, but not required for
 successful completion of the request. Prefer is similar in nature to
 the Expect header field defined by Section 9.3 of
 [I-D.ietf-httpbis-p2-semantics] with the exception that servers are
 allowed to ignore stated preferences.
 Prefer = "Prefer" ":" 1#preference
 preference = token [ BWS "=" BWS word ]
 *( OWS ";" [ OWS parameter ] )
 parameter = token [ BWS "=" BWS word ]
 This header field is defined with an extensible syntax to allow for
 future values included in the Registry of Preferences (Section 9.1).
 A server that does not recognize or is unable to comply with
 particular preference tokens in the Prefer header field of a request
 MUST ignore those tokens and MUST NOT stop processing or signal an
 error.
 A preference token MAY specify a value. Empty, or zero length values
 on both the preference token and within parameters are equivalent to
 no value being specified at all. The following, then, are
 equivalent:
 Prefer: foo; bar
 Prefer: foo; bar=""
 Prefer: foo=""; bar
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 An optional, arbitrary collection of parameters MAY be specified for
 any preference token. The meaning and application of such parameters
 is dependent on the definition of each preference token and the
 server's implementation thereof.
 If a particular preference token or parameter is specified multiple
 times, repeated occurrences MUST be ignored without signaling an
 error or otherwise altering the processing of the request.
 Comparison of preference token names is case-insensitive while values
 are case-sensitive regardless of whether token or quoted-string
 values are used.
 The Prefer request header field MUST be forwarded by a proxy if the
 request is forwarded. In various situations, a proxy can determine
 that it is capable of honoring a preference independently of the
 server to which the request is directed. For instance, an
 intervening proxy can be capable of transparently providing
 asynchronous handling of a request using a 202 Accepted responses
 independently of the origin server. Such proxies could choose to
 honor the "return-asynch" preference. Individual preference tokens
 MAY define their own requirements and restrictions as to whether and
 how proxies can apply the preference to a request independently of
 the origin server.
 As per Section 3.2 of [I-D.ietf-httpbis-p1-messaging],
 Implementations MUST be capable of supporting either multiple
 instances of the Prefer header field in a single message as well as
 multiple preference tokens separated by commas in a single Prefer
 header, for instance, the following examples are equivalent:
 Multiple Prefer Header Fields:
 POST /foo HTTP/1.1
 Host: example.org
 Prefer: return-asynch
 Prefer: wait=100
 Date: 2011年12月20日 12:34:56 GMT
 Single Prefer Header Field:
 POST /foo HTTP/1.1
 Host: example.org
 Prefer: return-asynch, wait=100
 Date: 2011年12月20日 12:34:56 GMT
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2.1. Content Negotiation and Cache Considerations
 Note that while the Prefer header field is not intended to be used as
 content negotiation mechanism, the application of a preference
 potentially could affect the caching characteristics of a response.
 Specifically, if a server supports the optional application of a
 preference that could even potentially result in a variance to a
 cache's handling of a response entity, a Vary header field MUST be
 included with the response listing the Prefer header field regardless
 of whether the client actually uses Prefer in the request.
 Because of the inherent complexities involved with properly
 implementing server-driven content negotiation, effective caching,
 and the application of optional preferences, implementors must
 exercise caution when utilizing preferences in such a way as to
 impact the caching of a response and SHOULD avoid using the Prefer
 header mechanism for content negotiation.
2.2. Examples
 The following examples illustrate the use of various Preferences
 defined by this specification, as well as undefined extensions for
 strictly illustrative purposes:
 Return a 202 Accepted response for asynchronous processing if the
 response cannot be processed within 10 seconds. An undefined
 "priority" preference is also specified:
 Prefer: return-asynch, wait=10;
 Prefer: priority=5;
 Use lenient processing:
 Prefer: Lenient
 Use of an optional, undefined parameter on the return-minimal
 preference requesting a response status code of 204 for a successful
 response:
 Prefer: return-minimal; status=204
3. The "return-asynch" Preference
 The "return-asynch" preference indicates that the client prefers the
 server to respond asynchronously to a response. For instance, in the
 case when the length of time it takes to generate a response will
 exceed some arbitrary threshold established by the server, the server
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 can honor the return-asynch preference by returning either a 202
 Accepted or 303 See Other response.
 return-asynch = "return-asynch"
 The key motivation for the "return-asynch" preference is to
 facilitate the operation of asynchronous request handling by allowing
 the client to indicate to a server it's capability and preference for
 handling asynchronous responses.
 An example request specifying the "return-asynch" preference:
 POST /collection HTTP/1.1
 Host: example.org
 Content-Type: text/plain
 Prefer: return-asynch
 {Data}
 An example asynchronous response using 202 Accepted:
 HTTP/1.1 202 Accepted
 Location: http://example.org/collection/123
 An alternative asynchronous response using 303 See Other:
 HTTP/1.1 303 See Other
 Location: http://example.org/collection/123
 Retry-After: 10
4. The "return-representation" Preference
 The "return-representation" preference indicates that the client
 prefers that the server include an entity representing the current
 state of the resource in the response to a successful request.
 return-representation = "return-representation"
 When honoring the "return-representation" preference, the server MUST
 include a Content-Location header field specifying the URI of the
 resource representation being returned. Per section 6.1 of
 [I-D.ietf-httpbis-p2-semantics], the presence of the Content-Location
 header field in the response asserts that the payload is a
 representation of the resource identified by the Content-Location
 URI.
 The "return-representation" preference is intended primarily to
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 provide a means of optimizing communication between the client and
 server by eliminating the need for a subsequent GET request to
 retrieve the current representation of the resource following a
 modification.
 Currently, after successfully processing a modification request such
 as a POST or PUT, a server can choose to return either an entity
 describing the status of the operation or a representation of the
 modified resource itself. While the selection of which type of
 entity to return, if any at all, is solely at the discretion of the
 server, the "return-representation" preference -- along with the
 "return-minimal" preference defined below -- allow the server to take
 the client's preferences into consideration while constructing the
 response.
 An example request specifying the "return-representation" preference:
 PUT /collection/123 HTTP/1.1
 Host: example.org
 Content-Type: text/plain
 Prefer: return-representation
 {Data}
 An example response containing the resource representation:
 HTTP/1.1 200 OK
 Content-Location: http://example.org/collection/123
 Content-Type: text/plain
 ETag: "d3b07384d113edec49eaa6238ad5ff00"
 {Data}
5. The "return-minimal" Preference
 The "return-minimal" preference indicates that the client wishes the
 server to return a minimal response to a successful request.
 Typically, such responses would utilize the 204 No Content status,
 but other codes MAY be used as appropriate, such as a 200 status with
 a zero-length response entity. The determination of what constitutes
 an appropriate minimal response is solely at the discretion of the
 server.
 return-minimal = "return-minimal"
 The "return-minimal" preference is intended to provide a means of
 optimizing communication between the client and server by reducing
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 the amount of data the server is required to return to the client
 following a request. This can be particularly useful, for instance,
 when communicating with limited-bandwidth mobile devices or when the
 client simply does not require any further information about the
 result of a request beyond knowing if it was successfully processed.
 An example request specifying the "return-minimal" preference:
 POST /collection HTTP/1.1
 Host: example.org
 Content-Type: text/plain
 Prefer: return-minimal
 {Data}
 An example minimal response:
 HTTP/1.1 201 Created
 Location: http://example.org/collection/123
 Content-Length: 0
 The "return-minimal" and "return-representation" preferences are
 mutually exclusive directives that SHOULD NOT be used in combination
 within a single request.
6. The "wait" Preference
 The "wait" preference can be used to establish an upper bound on the
 length of time, in seconds, the client is willing to wait for a
 response, after which the client can choose to abandon the request.
 In the case generating a response will take longer than the time
 specified, the server, or proxy, MAY choose to utilize an
 asynchronous processing model by returning, for example, 202 Accepted
 or 303 See Other responses.
 wait = "wait" BWS "=" BWS delta-seconds
 Clients specifying the "wait" Preference SHOULD also use the Date
 header field, as specified in Section 9.2 of
 [I-D.ietf-httpbis-p2-semantics], within the request to establish the
 time at which the client began waiting for the completion of the
 request. Failing to include a Date header field in the request would
 require the server to use the instant it received or began processing
 the request as the baseline for determining how long the client has
 been waiting which could yield unintended results.
 The lack of a Date header in the request, or poor clock
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 synchronization between the client and server makes it impossible to
 determine the exact length of time the client has already been
 waiting when the request is received by the server. The only
 reliable information conveyed by the wait preference is that the
 client is not expecting the server to spend more than the specified
 time on request processing and can terminate the transaction at any
 time.
 An example request specifying the "wait" and "return-asynch"
 preferences to indicate that the client wishes the server to respond
 asynchronously if processing of the request will take longer than 10
 seconds:
 POST /collection HTTP/1.1
 Host: example.org
 Content-Type: text/plain
 Prefer: return-asynch, wait=10
 Date: 2011年12月20日 12:34:56 GMT
 {Data}
7. The "strict" and "lenient" Processing Preferences
 The "strict" and "lenient" preferences are mutually-exclusive
 directives indicating, at the servers discretion, how the client
 wishes the server to handle potential error conditions that can arise
 in the processing of a request. For instance, if the payload of a
 request contains various minor syntactical or semantic errors, but
 the server is still capable of comprehending and successfully
 processing the request, a decision must be made to either reject the
 request with an appropriate 4xx error response or to go ahead with
 processing. The "strict" preference can be used by the client to
 indicate that, in such conditions, it would prefer that the server
 reject the request, while the "lenient" preference indicates that the
 client would prefer the server to attempt to process the request.
 The specific meaning and application of the "strict" and "lenient"
 directives is specific to each type of resource, the request method
 and the operation of the server.
 handling = "strict" / "lenient"
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 An example request specifying the "strict" preference:
 POST /collection HTTP/1.1
 Host: example.org
 Content-Type: text/plain
 Prefer: strict
 An example request specifying the "lenient" preference:
 POST /collection HTTP/1.1
 Host: example.org
 Content-Type: text/plain
 Prefer: lenient
8. Registered Preferences
 Well-defined preferences can be registered for convenience and/or to
 promote reuse by other applications. This specification establishes
 an IANA registry of such relation types (see Section 9.1).
 Registered preference names MUST conform to the token rule, and MUST
 be compared character-by-character in a case-insensitive fashion.
 They SHOULD be appropriate to the specificity of the preference;
 i.e., if the semantics are highly specific to a particular
 application, the name should reflect that, so that more general names
 are available for less specific use.
 Registered preferences MUST NOT constrain servers, clients or any
 intermediaries involved in the exchange and processing of a request
 to any behavior required for successful processing. The use and
 application of a preference within a given request MUST be optional
 on the part of all participants.
9. IANA Considerations
 The 'Prefer' header field should be added to the permanent registry
 (see [RFC3864]).
 Header field name: Prefer
 Applicable Protocol: HTTP
 Status:
 Author: James M Snell <jasnell@gmail.com>
 Change controller: IETF
 Specification document: this specification
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9.1. The Registry of Preferences
 Preferences are registered on the advice of a Designated Expert
 (appointed by the IESG or their delegate), with a Specification
 Required (using terminology from [RFC5226]).
 The requirements for registered preferences are described in
 Section 8.
 Registration requests consist of the completed registration template
 below, typically published in an RFC or Open Standard (in the sense
 described by Section 7 of [RFC2026]). However, to allow for the
 allocation of values prior to publication, the Designated Expert can
 approve registration once they are satisfied that a specification
 will be published.
 Note that preferences can be registered by third parties, if the
 Designated Expert determines that an unregistered preference is
 widely deployed and not likely to be registered in a timely manner.
 The registration template is:
 o Preference: (A value for the Prefer request header field that
 conforms to the syntax rule given in Section 2)
 o Description:
 o Reference:
 o Notes: [optional]
 Registration requests should be sent to the preferences@ietf.org
 mailing list, marked clearly in the subject line (e.g., "NEW
 PREFERENCE - example" to register an "example" preference).
 Within at most 14 days of the request, the Designated Expert(s) will
 either approve or deny the registration request, communicating this
 decision to the review list and IANA. Denials should include an
 explanation and, if applicable, suggestions as to how to make the
 request successful.
 Decisions (or lack thereof) made by the Designated Expert can be
 first appealed to Application Area Directors (contactable using
 app-ads@tools.ietf.org email address or directly by looking up their
 email addresses on http://www.iesg.org/ website) and, if the
 appellant is not satisfied with the response, to the full IESG (using
 the iesg@iesg.org mailing list).
 IANA should only accept registry updates from the Designated
 Expert(s), and should direct all requests for registration to the
 review mailing list.
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9.1.1. Initial Registry Contents
 The Preferences Registry's initial contents are:
 o Preference: return-asynch
 o Description: Indicates that the client prefers the server to
 respond asynchronously to a request as described by Section 3
 o Reference: [this specification]
 o Preference: return-minimal
 o Description: Indicates that the client prefers the server return a
 minimal response to a request as described by Section 5
 o Reference: [this specification]
 o Preference: return-representation
 o Description: Indicates that the client prefers the server to
 include a representation of the current state of the resource in
 response to a request as described by Section 4
 o Reference: [this specification]
 o Preference: wait
 o Description: Indicates an upper bound to the lenght of time the
 client is willing to wait for a response, after which the request
 can be aborted.
 o Reference: [this specification]
 o Preference: strict
 o Description: Indicates that the client wishes the server to apply
 strict validation and error handling to the processing of a
 request.
 o Reference: [this specification]
 o Preference: lenient
 o Description: Indicates that the client wishes the server to apply
 lenient validation and error handling to the processing of a
 request.
 o Reference: [this specification]
10. Security Considerations
 Specific preferences requested by a client can introduce security
 considerations and concerns beyond those discussed in HTTP/1.1 Parts
 1 [I-D.ietf-httpbis-p1-messaging], 2 [I-D.ietf-httpbis-p2-semantics],
 3 [I-D.ietf-httpbis-p3-payload], 4 [I-D.ietf-httpbis-p4-conditional],
 5 [I-D.ietf-httpbis-p5-range], 6 [I-D.ietf-httpbis-p6-cache], and 7
 [I-D.ietf-httpbis-p7-auth]. Implementors must refer to the
 specifications and descriptions of each preference to determine the
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 security considerations relevant to each.
 A server could incur greater costs in attempting to comply with a
 particular preference (for instance, the cost of providing a
 representation in a response that would not ordinarily contain one;
 or the commitment of resources necessary to track state for an
 asynchronous response). Unconditional compliance from a server could
 allow the use of preferences for denial of service. A server can
 ignore an expressed preference to avoid expending resources that it
 does not wish to commit.
11. Normative References
 [I-D.ietf-httpbis-p1-messaging]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., and
 J. Reschke, "HTTP/1.1, part 1: URIs, Connections, and
 Message Parsing", draft-ietf-httpbis-p1-messaging-18 (work
 in progress), January 2012.
 [I-D.ietf-httpbis-p2-semantics]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., and
 J. Reschke, "HTTP/1.1, part 2: Message Semantics",
 draft-ietf-httpbis-p2-semantics-18 (work in progress),
 January 2012.
 [I-D.ietf-httpbis-p3-payload]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., and
 J. Reschke, "HTTP/1.1, part 3: Message Payload and Content
 Negotiation", draft-ietf-httpbis-p3-payload-18 (work in
 progress), January 2012.
 [I-D.ietf-httpbis-p4-conditional]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., and
 J. Reschke, "HTTP/1.1, part 4: Conditional Requests",
 draft-ietf-httpbis-p4-conditional-18 (work in progress),
 January 2012.
 [I-D.ietf-httpbis-p5-range]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., and
 J. Reschke, "HTTP/1.1, part 5: Range Requests and Partial
 Responses", draft-ietf-httpbis-p5-range-18 (work in
 progress), January 2012.
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 [I-D.ietf-httpbis-p6-cache]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y.,
 Nottingham, M., and J. Reschke, "HTTP/1.1, part 6:
 Caching", draft-ietf-httpbis-p6-cache-18 (work in
 progress), January 2012.
 [I-D.ietf-httpbis-p7-auth]
 Fielding, R., Gettys, J., Mogul, J., Nielsen, H.,
 Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., and
 J. Reschke, "HTTP/1.1, part 7: Authentication",
 draft-ietf-httpbis-p7-auth-18 (work in progress),
 January 2012.
 [RFC2026] Bradner, S., "The Internet Standards Process -- Revision
 3", BCP 9, RFC 2026, October 1996.
 [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
 Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC3864] Klyne, G., Nottingham, M., and J. Mogul, "Registration
 Procedures for Message Header Fields", BCP 90, RFC 3864,
 September 2004.
 [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
 IANA Considerations Section in RFCs", BCP 26, RFC 5226,
 May 2008.
 [RFC5234] Crocker, D. and P. Overell, "Augmented BNF for Syntax
 Specifications: ABNF", STD 68, RFC 5234, January 2008.
Author's Address
 James M Snell
 Email: jasnell@gmail.com
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