| Application for Registration as a Municipal Securities Dealer Pursuant to Rule 15Ba2-1 Under the Securities Exchange Act of 1934 or Amendment to such Application |
MSD |
PDF |
| Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer |
G-FIN-4 |
PDF |
| Dodd-Frank Act Stress Test (Company-Run) |
|
Website |
| FEMA Standard Flood Hazard Determination Form and Instructions |
086-0-32 |
PDF |
| FFIEC Registered Transfer Agents Form |
TA-1 |
PDF
Instructions (PDF) |
| File a Bank Complaint |
|
Website |
| FinCEN Bank Secrecy Act (BSA) E-Filing System |
|
Website |
| Interagency Bank Merger Act Application |
|
PDF |
| Interagency Biographical and Financial Report |
|
Fillable PDF |
| Interagency Notice of Change In Control |
|
PDF |
| Interagency Notice of Change In Director or Senior Executive Officer |
|
PDF |
| Licensing Filing Forms |
|
Website |
| Monthly Schedule of Short-term Investment Funds |
|
Website |
| National Bank Community Development (Part 24) Investments |
CD-1 |
PDF |
| Notice by a Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer |
G-FINW |
PDF |
| Notice of Government Securities Broker or Government Securities Dealer Activities |
G-FIN |
PDF |
| Notice of Withdrawal From Registration as a Municipal Securities Dealer Pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1) |
MSDW |
PDF |
| OCC Email Updates |
|
Website |
| Request for Reasonable Accommodations |
CC 6050-17 |
PDF |
| Speaker Request Form |
|
Website |
| Suspicious Activity Report (SAR) Program |
|
Website |
| Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer |
MSD-4 |
PDF |
| Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer |
MSD-5 |
PDF |
| Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer |
G-FIN-5 |
PDF |
| Withdrawal from Registration as a Transfer Agent |
TA-W |
PDF |