Modal title

Modal body text goes here.

Report Type

Category

Year Published

Keywords

Public Reports

Showing 1 to 20 of 801 results

  1. Implementation monitoring of PFMI: Level 3 assessment report on general business risks, Committee on Payments and Market Infrastructures and the Board of IOSCO
    07 Nov 2025 - View Report
  2. CR/04/2025 FMIs’ management of general business risks and general business losses: Further guidance to the PFMI, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Comments on the report should be submitted by 6 February 2026
    07 Nov 2025 - View Report
  3. FR/16/2025 Single-Name Credit Default Swaps Market, Report of the Board of IOSCO
    04 Nov 2025 - View Report
  4. FR/15/2025 ESG Indices as Benchmarks, Report of the Board of IOSCO
    03 Nov 2025 - View Report
  5. FR/14/2025 Pre-Hedging, Report of the Board of IOSCO
    03 Nov 2025 - View Report
  6. CR/03/2025 Recommendations for Secondary Market Disclosure, Report of the Board of IOSCO
    Comments on the report should be submitted by 3 February 2026
    03 Nov 2025 - View Report | Addendum
  7. IOSCO's Statement on the Importance of High-Quality Valuation Information in Financial Reporting, Report by IOSCO
    03 Nov 2025 - View Report
  8. FR/13/2025 Thematic Review Assessing the Implementation of IOSCO Recommendations for Crypto and Digital Asset Markets, Report of the Board of IOSCO
    16 Oct 2025 - View Report | Joint Note
  9. FR/12/2025 World Investor Week 2024, Report of IOSCO Committee 8 on Retail Investors
    17 Jun 2025 - View Report |
    1. World Investor Week 2017, Report of IOSCO Committee 8 on Retail Investors
      24 Jul 2018 - View Report
    2. World Investor Week 2019, Report of IOSCO Committee 8 on Retail Investors
      08 Oct 2020 - View Report
    3. World Investor Week 2020, Report of IOSCO Committee 8 on Retail Investors
      07 Jun 2021 - View Report
    4. World Investor Week 2021, Report of IOSCO Committee 8 on Retail Investors
      17 Aug 2022 - View Report
    5. World Investor Week 2022, Report of IOSCO Committee 8 on Retail Investors
      22 Jun 2023 - View Report
    6. World Investor Week 2023, Report of IOSCO Committee 8 on Retail Investors
      09 Jul 2024 - View Report
  10. FR/11/2025 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
    26 May 2025 - View Report |
    1. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
      14 Sep 2023 - View Report
    2. FR/10/2025 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
      26 May 2025 - View Report
  11. FR/10/2025 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
    26 May 2025 - View Report |
    1. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
      14 Sep 2023 - View Report
    2. FR/11/2025 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
      26 May 2025 - View Report
  12. IOSCO's Statement on Combatting Online Harm and The Role of Platform Providers, Report by IOSCO
    21 May 2025 - View Report
  13. FR/09/2025 IOSCO Sustainable Bonds Report, Report of the Board of IOSCO
    21 May 2025 - View Report
  14. FR/08/2025 Finfluencers, Report of the Board of IOSCO
    19 May 2025 - View Report |
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
      19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
      02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
      12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
      27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
      Comments on the report should be submitted by 17 March 2022
      17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
      24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
      31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
      12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
      30 Nov 2022 - View Report
    24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
      30 Mar 2023 - View Report
    25. CR/08/2024 Finfluencers, Report of the Board of IOSCO
      Comments on the report should be submitted by 20 January 2025
      19 Nov 2024 - View Report
  15. FR/07/2025 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
    19 May 2025 - View Report |
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
      19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
      02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
      12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
      27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
      Comments on the report should be submitted by 17 March 2022
      17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
      24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
      31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
      12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
      30 Nov 2022 - View Report
    24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
      30 Mar 2023 - View Report
    25. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
      Comments on the report should be submitted by 20 January 2025
      19 Nov 2024 - View Report
  16. FR/06/2025 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
    19 May 2025 - View Report |
    1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
    2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
    3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
    4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
    5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
    6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
    7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
    8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
    9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
    10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 May 2018 - View Report
    11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
      19 Sep 2018 - View Report
    12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
      02 Apr 2019 - View Report
    13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
      30 Sep 2019 - View Report
    14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
      12 Feb 2020 - View Report
    15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
      22 Dec 2020 - View Report
    17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
      27 Jan 2021 - View Report
    18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
      Comments on the report should be submitted by 17 March 2022
      17 Jan 2022 - View Report
    19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
      Comments on the report should be submitted by 23 May 2022
      21 Mar 2022 - View Report
    20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
      24 Mar 2022 - View Report
    21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
      31 Aug 2022 - View Report
    22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
      12 Oct 2022 - View Report
    23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
      30 Nov 2022 - View Report
    24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
      30 Mar 2023 - View Report
    25. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
      Comments on the report should be submitted by 20 January 2025
      19 Nov 2024 - View Report
  17. Implementation monitoring of PFMI: Level 2 assessment report for the European Union – PSs and CSDs/SSSs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    28 Apr 2025 - View Report |
    1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
      Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
      16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
  18. FR/05/2025 IOSCO Standards Implementation Monitoring (ISIM) for Principles (6-7) Relating to the Regulator, Report of the Board of IOSCO
    02 Apr 2025 - View Report | Watch Video |
    1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
      31 May 2017 - View Report
    2. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
      12 Feb 2019 - View Report
    3. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
      15 Feb 2023 - View Report
  19. CR/02/2025 Neo-brokers, Report of the Board of IOSCO
    Comments on the report should be submitted by 12 May 2025
    12 Mar 2025 - View Report
  20. CR/01/2025 Artificial Intelligence in Capital Markets: Use Cases, Risks, and Challenges, Report of the Board of IOSCO
    Comments on the report should be submitted by 11 April 2025
    12 Mar 2025 - View Report |
    1. FR06/2021 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
      07 Sep 2021 - View Report
    2. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
      14 Jul 2022 - View Report

AltStyle によって変換されたページ (->オリジナル) /