RFC 6402 - Certificate Management over CMS (CMC) Updates

[フレーム]

Internet Engineering Task Force (IETF) J. Schaad
Request for Comments: 6402 Soaring Hawk Consulting
Updates: 5272, 5273, 5274 November 2011
Category: Standards Track
ISSN: 2070-1721
 Certificate Management over CMS (CMC) Updates
Abstract
 This document contains a set of updates to the base syntax for CMC, a
 Certificate Management protocol using the Cryptographic Message
 Syntax (CMS). This document updates RFC 5272, RFC 5273, and RFC
 5274.
 The new items in this document are: new controls for future work in
 doing server side key generation, definition of a Subject Information
 Access value to identify CMC servers, and the registration of a port
 number for TCP/IP for the CMC service to run on.
Status of This Memo
 This is an Internet Standards Track document.
 This document is a product of the Internet Engineering Task Force
 (IETF). It represents the consensus of the IETF community. It has
 received public review and has been approved for publication by the
 Internet Engineering Steering Group (IESG). Further information on
 Internet Standards is available in Section 2 of RFC 5741.
 Information about the current status of this document, any errata,
 and how to provide feedback on it may be obtained at
 http://www.rfc-editor.org/info/rfc6402.
Copyright Notice
 Copyright (c) 2011 IETF Trust and the persons identified as the
 document authors. All rights reserved.
 This document is subject to BCP 78 and the IETF Trust's Legal
 Provisions Relating to IETF Documents
 (http://trustee.ietf.org/license-info) in effect on the date of
 publication of this document. Please review these documents
 carefully, as they describe your rights and restrictions with respect
 to this document. Code Components extracted from this document must
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 include Simplified BSD License text as described in Section 4.e of
 the Trust Legal Provisions and are provided without warranty as
 described in the Simplified BSD License.
Table of Contents
 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
 1.1. Requirements Terminology . . . . . . . . . . . . . . . . . 3
 1.2. Abbreviations . . . . . . . . . . . . . . . . . . . . . . 3
 2. Updates to RFC 5272 - "Certificate Management over CMS
 (CMC)" . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
 2.1. New Section 1.3 - "Updates Made by RFC 6402" . . . . . . . 3
 2.2. Update Section 6 - "Controls" . . . . . . . . . . . . . . 4
 2.3. Replace Section 6.3 - "Linking Identity and POP
 Information" . . . . . . . . . . . . . . . . . . . . . . . 4
 2.4. Replace Section 6.3.3 - "Renewal and Rekey Messages" . . . 5
 2.5. New Section 6.20 - "RA Identity Proof Witness Control" . . 5
 2.6. New Section 6.21 - "Response Body Control" . . . . . . . . 7
 2.7. New Section 7 - "Other Attributes" . . . . . . . . . . . . 8
 2.8. New Section 7.1 - "Change Subject Name Attribute" . . . . 8
 2.9. New Section 9 - "Certificate Requirements" . . . . . . . . 10
 2.10. New Section 9.1 - "Extended Key Usage" . . . . . . . . . . 10
 2.11. New Section 9.2 - "Subject Information Access" . . . . . . 11
 2.12. Update Section 8 - "Security Considerations" . . . . . . . 11
 3. Updates to RFC 5273 - "Certificate Management over CMS
 (CMC): Transport Protocols" . . . . . . . . . . . . . . . . . 12
 3.1. Update Section 5 - "TCP-Based Protocol" . . . . . . . . . 12
 3.2. New Section 6 - "IANA Considerations" . . . . . . . . . . 12
 4. Updates to RFC 5274 - "Certificate Management Message over
 CMS (CMC): Compliance Requirements" . . . . . . . . . . . . . 13
 4.1. Update to Section 4.2 - "Controls" . . . . . . . . . . . . 13
 5. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 13
 6. Security Considerations . . . . . . . . . . . . . . . . . . . 13
 7. References . . . . . . . . . . . . . . . . . . . . . . . . . . 13
 7.1. Normative References . . . . . . . . . . . . . . . . . . . 13
 7.2. Informative References . . . . . . . . . . . . . . . . . . 14
 Appendix A. ASN.1 Modules . . . . . . . . . . . . . . . . . . . . 15
 A.1. 1988 ASN.1 Module . . . . . . . . . . . . . . . . . . . . 15
 A.2. 2008 ASN.1 Module . . . . . . . . . . . . . . . . . . . . 24
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1. Introduction
 While dealing with the Suite B profile of CMC [RFC6403], a number of
 deficiencies were noted in the current base CMC specification. This
 document has a set of updates to [RFC5272], [RFC5273], and [RFC5274]
 to deal with those issues.
1.1. Requirements Terminology
 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in [RFC2119].
1.2. Abbreviations
 The following abbreviations are used in this document. Terms are
 used as defined in Section 2.1 of RFC 5272.
 CA - Certification Authority
 CRL - Certificate Revocation List
 CRMF - Certificate Request Message Format
 EE - End-Entity
 MAC - Message Authentication Code
 PKI - Public Key Infrastructure
 RA - Registration Authority
2. Updates to RFC 5272 - "Certificate Management over CMS (CMC)"
2.1. New Section 1.3 - "Updates Made by RFC 6402"
 Insert this section before the current Section 1.3.
 The following updates were made by RFC 6402.
 o Add new controls:
 RA Identity Witness allows for an RA to perform identity checking
 using the identity and shared-secret, and then tell any
 following servers that the identity check was successfully
 performed.
 Response Body allows for an RA to identify a nested response for
 an EE to process.
 o Create a new attribute, Change Subject Name, that allows a client
 to request a change in the subject name and subject alternate name
 fields in a certificate.
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 o Add Extended Key Usages for CMC to distinguish server types.
 o Define a new Subject Information Access type to hold locations to
 contact the CMC server.
 o Clarify that the use of a pre-existing certificate is not limited
 to just renewal and rekey messages and is required for support.
 This formalizes a requirement for the ability to do renewal and
 rekey that previously was implicit.
2.2. Update Section 6 - "Controls"
 Update Table 1 by adding the following rows:
 +--------------------------+-----------+-----------------+---------+
 | Identifier Description | OID | ASN.1 Structure | Section |
 +--------------------------+-----------+-----------------+---------+
 | id-cmc-raIdentityWitness | id-cmc 35 | BodyPartPath | 6.20 |
 | | | | |
 | id-cmc-responseBody | id-cmc 37 | BodyPartPath | 6.21 |
 +--------------------------+-----------+-----------------+---------+
 Addition to Table 1: CMC Control Attributes
2.3. Replace Section 6.3 - "Linking Identity and POP Information"
 Replace the text of the section with the following text.
 In a CMC Full PKI Request, identity proof information about the
 client is carried in the certificate associated with the signature of
 the SignedData containing the certification requests, one of the two
 identity proof controls or the MAC computed for the AuthenticatedData
 containing the certification requests. Proof-of-possession (POP)
 information for key pairs, however, is carried separately for each
 PKCS #10 or CRMF certification request. (For keys capable of
 generating a digital signature, the POP is provided by the signature
 on the PKCS #10 or CRMF request. For encryption-only keys, the
 controls described in Section 6.7 are used.) In order to prevent
 substitution-style attacks, the protocol must guarantee that the same
 entity supplied both the POP and proof-of-identity information.
 We describe three mechanisms for linking identity and POP
 information: witness values cryptographically derived from a shared-
 secret (Section 6.3.1), shared-secret/subject name matching (Section
 6.3.2), and subject name matching to an existing certificate (Section
 6.3.3). Clients and servers MUST support the witness value and the
 certificate linking techniques. Clients and servers MAY support
 shared-secret/name matching or MAY support other bilateral techniques
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 of similar strength. The idea behind the first two mechanisms is to
 force the client to sign some data into each certification request
 that can be directly associated with the shared-secret; this will
 defeat attempts to include certification requests from different
 entities in a single Full PKI Request.
2.4. Replace Section 6.3.3 - "Renewal and Rekey Messages"
 Make the new section title "Existing Certificate Linking". Replace
 all text in this section with this text.
 Linking between the POP and an identity is easy when an existing
 certificate is used. The client copies all of the naming information
 from the existing certificate (subject name and subject alternative
 name) into the new certification request. The POP on the new public
 key is then performed by using the new key to sign the identity
 information (linking the POP to a specific identity). The identity
 information is then tied to the POP information by signing the entire
 enrollment request with the private key of the existing certificate.
 Existing certificate linking can be used in the following
 circumstances:
 When replacing a certificate by doing a renewal or rekey
 certification request.
 Using an existing certificate to get a new certificate. An
 example of this would be to get a key establishment certificate
 after having gotten a signature certificate.
 Using a third-party certificate to get a new certificate from a
 CA. An example of this would be using a certificate and key pair
 distributed with a device to prove an identity. This requires
 that the CA have an out-of-band channel to map the identity in the
 device certificate to the new EE identity.
2.5. New Section 6.20 - "RA Identity Proof Witness Control"
 Insert this section.
 The RA Identity Proof Witness control allows an RA to indicate to
 subsequent control processors that all of the identity proof
 requirements have been met. This permits the identity proof to be
 performed at a location closer to the end-entity. For example, the
 identity proof could be done at multiple physical locations, while
 the CA could operate on a company-wide basis. The RA performs the
 identity proof, and potentially other tasks that require the secret
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 to be used, while the CA is prevented from knowing the secret. If
 the identity proof fails, then the RA returns an error to the client
 denoting that fact.
 The relevant ASN.1 for the RA Identity Proof Witness control is as
 follows:
 cmc-raIdentityWitness CMC-CONTROL ::=
 { BodyPartPath IDENTIFIED BY id-cmc-raIdentityWitness }
 id-cmc-raIdentityWitness OBJECT IDENTIFIER ::= {id-cmc 35}
 The above ASN.1 defines the following items:
 cmc-raIdentityWitness is a CMC-CONTROL associating the object
 identifier id-cmc-raIdentityWitness and the type BodyPartPath.
 This object is omitted from the 1988 module. The object is added
 to the object set Cmc-Control-Set. The control is permitted to
 appear only in the control sequence of a PKIData object. It MUST
 NOT appear in the control sequence of a PKIResponse. The control
 is permitted to be used only by an RA. The control may appear
 multiple times in a control sequence with each occurrence pointing
 to a different object.
 id-cmc-raIdentityWitness is the object identifier used to identify
 this CMC control.
 BodyPartPath is the type structure associated with the control. The
 syntax of BodyPartPath is defined in Section 3.2.2. The path
 contains a sequence of body part identifiers leading to one of the
 following items:
 Identity Proof control if the RA verified the identity proof in
 this control.
 Identity Proof Version 2 control if the RA verified the identity
 proof in this control.
 Full PKI Request if the RA performed an out-of-band identity
 proof for this request. The request SHOULD NOT contain either
 Identity Proof control.
 Simple PKI Request if the RA performed an out-of-band identity
 proof for this request.
 The RA Identity Proof Witness control will frequently be associated
 with a Modify Certification Request control, which changes the name
 fields in the associated certification requests. This is because the
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 RA knows the actual name to be assigned to the entity requesting the
 certificate, and the end-entity does not yet have the details of the
 name. (The association would be set up by the operator at the time
 the shared-secret was generated by the RA.)
 When this control is placed in a message, it is RECOMMENDED that the
 Control Processed control be placed in the body sequence as well.
 Using the explicit new control, rather than implicitly relying on the
 Control Processed control is important due to the need to know
 explicitly which identity proofs have been performed. The new
 control also allows an RA to state that out-of-band identity proofs
 have been performed.
 When the identity proof is performed by an RA, the RA also MUST
 validate the linking between the identity proof and the name
 information wrapped inside of the key proof-of-possession.
2.6. New Section 6.21 - "Response Body Control"
 Insert this section.
 The Response Body Control is designed to enable an RA to inform an EE
 that there is an embedded response message that MUST be processed as
 part of the processing of this message. This control is designed to
 be used in a couple of different cases where an RA has done some
 additional processing for the certification request, e.g., as key
 generation. When an RA performs key generation on behalf of an EE,
 the RA MUST respond with both the original response message from the
 certificate issuer (containing the certificate issuance) as part of
 the response generated by the RA (containing the new key). Another
 case where this is useful is when the secret is shared between the RA
 and the EE (rather than between the CA and the EE) and the RA returns
 the Publish Trust Anchors control (to populate the correct trust
 points).
 The relevant ASN.1 for the Response Body Control is as follows:
 cmc-responseBody CMC-CONTROL ::= {
 BodyPartPath IDENTIFIED BY id-cmc-responseBody
 }
 id-cmc-responseBody OBJECT IDENTIFIER ::= {id-cmc 37}
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 The above ASN.1 defines the following items:
 cmc-responseBody is a CMC-CONTROL associating the object identifier
 id-cmc-responseBody with the type BodyPartPath. This object is
 omitted from the 1988 module. The object is added to the object
 set Cmc-Control-Set. The control is permitted to appear only in
 the control sequence of a PKIResponse. The control MUST NOT
 appear in the control sequence of a PKIData. It is expected that
 only an intermediary RA will use this control; a CA generally does
 not need the control as it is creating the original innermost
 message.
 id-cmc-responseBody is the object identifier used to identify this
 CMC control.
 BodyPartPath is the type structure associated with the control. The
 syntax of BodyPartPath is defined in Section 3.2.2. The path
 contains a sequence of body part identifiers leading to a
 cmsSequence item which contains a PKIResponse within it.
2.7. New Section 7 - "Other Attributes"
 Insert this section before the current Section 7.
 There are a number of different locations where various types of
 attributes can be placed in either a CMC request or a CMC response
 message. These places include the attribute sequence of a PKCS #10
 request, controls in CRMF (Section 6 of [RFC4211]), and the various
 CMS attribute sequences.
2.8. New Section 7.1 - "Change Subject Name Attribute"
 Insert this section.
 The Client Name Change Request attribute is designed for a client to
 ask for a change in its name as part of a certification request.
 Because of security issues, this cannot be done in the simple way of
 just changing the requested subject name in the certificate template.
 The name in the certification request MUST match the name in the
 certificate used to verify the request, in order that identity and
 possession proofs are correctly applied.
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 The relevant ASN.1 for the Client Name Change Request attribute is as
 follows:
 at-cmc-changeSubjectName ATTRIBUTE ::=
 { ChangeSubjectName IDENTIFIED BY id-cmc-changeSubjectName }
 id-cmc-changeSubjectName OBJECT IDENTIFIER ::= {id-cmc 36}
 ChangeSubjectName ::= SEQUENCE {
 subject Name OPTIONAL,
 subjectAlt SubjectAltName OPTIONAL
 }
 (WITH COMPONENTS {..., subject PRESENT} |
 COMPONENTS {..., subjectAlt PRESENT} )
 The attribute is designed to be used as an ATTRIBUTE object. As
 such, the attribute is placed in one of the following two places:
 The attributes field in a CertificationRequest.
 The controls field of a CertRequest for a CRMF certification
 request.
 The control is identified by the Object Identifier
 id-cmc-changeSubjectName.
 The ASN.1 type associated with control is ChangeSubjectName. The
 fields of the structure are configured as follows:
 subject contains the requested subject name for the new certificate.
 subjectAlt contains the requested subject alternative name for the
 new certificate.
 At least one of the fields in the sequence MUST be present when
 encoding the structure.
 When the CA processes this attribute in a certification request, it
 will do the following:
 1. If present, the subject field is copied to the name field of the
 template. If the subject field is absent, the name field of the
 template will be set to a empty sequence.
 2. If present, the subjectAlt field is used as the content of a
 SubjectAltName extension in the certificate. If the subjectAlt
 field is absent, the subjectAltName extension is removed from the
 certificate template.
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2.9. New Section 9 - "Certificate Requirements"
 Insert this section before the current Section 8.
 Certificates for servers used in the CMC protocol SHOULD conform to
 the profile defined in [RFC5280]. This document defines some
 additional items that MAY appear in CMC server certificates. Section
 9.1 defines some additional values for the Extended Key Usage
 extension. Section 9.2 defines a new Subject Information Access
 value that allows for a CMC certificate to publish information on how
 to contact the services it provides.
2.10. New Section 9.1 - "Extended Key Usage"
 Insert this section.
 The Extended Key Usage (EKU) extension is used to restrict the use of
 a certificate to specific applications. We define three different
 EKUs in this document. The ASN.1 to define these EKUs is:
 id-kp-cmcCA OBJECT IDENTIFIER ::= { id-kp 27 }
 id-kp-cmcRA OBJECT IDENTIFIER ::= { id-kp 28 }
 id-kp-cmcArchive OBJECT IDENTIFIER ::= { id-kp 29 }
 The usage description for each of the EKUs is as follows:
 CMC Certification Authorities are identified by the id-kp-cmcCA
 extended key usage. The certificate may be the same as or
 different than the CA certificate. If a different certificate is
 used, the certificates containing the id-kp-cmcCA extended key
 usage SHOULD have the same name as the certificate used for
 issuing the certificates. (Using a separate key pair for CMC
 protocol operations and for issuing certificates and CRLs
 decreases the number of operations for which the private key used
 to sign certificates and CRLs would be used.)
 CMC Registration Authorities are identified by the id-kp-cmcRA
 extended key usage. This usage is placed into RA certificates.
 CMC Archive Servers are identified by the id-kp-cmcArchive extended
 key usage. CMC Archive Servers and the associated protocol are to
 be defined in a future document.
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2.11. New Section 9.2 - "Subject Information Access"
 Insert this section.
 The subject information access extension indicates how to access
 information and services for the subject of the certificate. We
 define a new value for use in this extension, to identify the
 different locations that CMC services will be available. If this
 value is placed in a certificate, an appropriate extended key usage
 defined in Section 9.1 MUST be included in the certificate as well.
 The id-ad-cmc OID is used when the subject offers certification
 services using the CMC protocol. If the CMC services are available
 via HTTP or FTP, accessLocation MUST be a uniformResourceIdentifier.
 If the CMC services are available via electronic mail, accessLocation
 MUST be an rfc822Name. If CMC services are available using TCP/IP,
 the dNSName or iPAddress name forms MUST be used. Since the
 GeneralName data structure does not permit the inclusion of a port
 number, in the absence of other external configuration information,
 the value of 5318 should be used. (The port registration is in
 Section 3.2.) The semantics of other name forms of accessLocation
 (when accessMethod is id-ad-cmc) are not defined by this
 specification.
 The ASN.1 type for this extension is GeneralName (see Section 4.2.1.8
 of [RFC5280]).
 id-ad-cmc OBJECT IDENTIFIER ::= { id-ad 12 }
2.12. Update Section 8 - "Security Considerations"
 Add the following paragraphs to the end of Section 8.
 A number of controls such as the RA Identity Proof Witness control
 exist for an RA to either make assertions about or modify a
 certification request. Any upstream request processor, such as a CA,
 MUST verify that the RA is fully identified and authorized to make
 the assertion or modification it is claiming. If it is not
 identified or authorized, then any request MUST be rejected.
 CMC servers, both RAs and CAs, need to perform due diligence in
 checking the contents of a certification request. At an absolute
 minimum, all fields should be checked to ensure that the policies of
 the CA/RA are correctly enforced. While all fields need to be
 checked, special care should be taken with names, name forms,
 algorithm choices, and algorithm parameters.
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3. Updates to RFC 5273 - "Certificate Management over CMS (CMC):
 Transport Protocols"
3.1. Update Section 5 - "TCP-Based Protocol"
 Replace paragraph 3 in Section 5 with the following.
 CMC requires a registered port number to send and receive CMC
 messages over TCP. The title of this IP Protocol number is
 "pkix-cmc". The value of this TCP port is 5318.
 Prior to this update, CMC did not have a registered port number and
 used an externally configured port from the Private Port range.
 Client implementations MAY want to continue to allow for this to
 occur. Servers SHOULD change to use the new port. It is expected
 that HTTP will continue to be the primary transport method used by
 CMC installations.
3.2. New Section 6 - "IANA Considerations"
 Insert this new section before the current Section 6.
 IANA has assigned a TCP port number in the Registered Port Number
 range for the use of CMC.
 Service name: pkix-cmc
 Port Number: 5318
 Transport protocol: TCP
 Description: PKIX Certificate Management using CMS (CMC)
 Reference: RFC 6402
 Assignee: iesg@ietf.org
 Contact: chair@ietf.org
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4. Updates to RFC 5274 - "Certificate Management Message over CMS
 (CMC): Compliance Requirements"
4.1. Update to Section 4.2 - "Controls"
 Add the following lines to the end of Table 1.
 The following table lists the name and level of support required for
 each control.
 +---------------------------+-----+------+-----+
 | Control | EE | RA | CA |
 +---------------------------+-----+------+-----+
 | RA Identity Proof Witness | N/A | MUST | (2) |
 | | | | |
 | Response Body | (6) | (6) | N/A |
 +---------------------------+-----+------+-----+
 Addition to Table 1: CMC Control Attributes
 The following note should be added.
 6. EE's SHOULD implement if designed to work with RAs and MUST
 implement if intended to be used in environments where RAs are
 used for identity validation or key generation. RAs SHOULD
 implement and validate responses for consistency.
5. IANA Considerations
 This document contains a new IANA Considerations section to be added
 to [RFC5273] as part of this update.
6. Security Considerations
 No changes are made to the existing security considerations of RFC
 5273 and RFC 5274. The security considerations for RFC 5272 have
 been slightly modified (Section 2.12).
7. References
7.1. Normative References
 [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
 Requirement Levels", BCP 14, RFC 2119, March 1997.
 [RFC5272] Schaad, J. and M. Myers, "Certificate Management over
 CMS (CMC)", RFC 5272, June 2008.
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RFC 6402 CMC: Updates November 2011
 [RFC5273] Schaad, J. and M. Myers, "Certificate Management over
 CMS (CMC): Transport Protocols", RFC 5273, June 2008.
 [RFC5274] Schaad, J. and M. Myers, "Certificate Management
 Messages over CMS (CMC): Compliance Requirements",
 RFC 5274, June 2008.
 [RFC5280] Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
 Housley, R., and W. Polk, "Internet X.509 Public Key
 Infrastructure Certificate and Certificate Revocation
 List (CRL) Profile", RFC 5280, May 2008.
7.2. Informative References
 [CMS] Housley, R., "Cryptographic Message Syntax (CMS)",
 STD 70, RFC 5652, September 2009.
 [RFC6403] Zieglar, L., Turner, S., and M. Peck, "Suite B Profile
 of Certificate Management over CMS", RFC 6403, November
 2011.
 [RFC4211] Schaad, J., "Internet X.509 Public Key Infrastructure
 Certificate Request Message Format (CRMF)", RFC 4211,
 September 2005.
 [RFC5912] Hoffman, P. and J. Schaad, "New ASN.1 Modules for the
 Public Key Infrastructure Using X.509 (PKIX)",
 RFC 5912, June 2010.
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Appendix A. ASN.1 Modules
A.1. 1988 ASN.1 Module
 This section contains the updated ASN.1 module for [RFC5272]. This
 module replaces the module in Appendix A of that document. Although
 a 2008 ASN.1 module is provided, this remains the normative module as
 per the policy of the PKIX working group.
 EnrollmentMessageSyntax-2011-v88
 { iso(1) identified-organization(3) dod(6) internet(1)
 security(5) mechanisms(5) pkix(7) id-mod(0)
 id-mod-enrollMsgSyntax-2011-88(76) }
 DEFINITIONS IMPLICIT TAGS ::=
 BEGIN
 -- EXPORTS All --
 -- The types and values defined in this module are exported for use
 -- in the other ASN.1 modules. Other applications may use them for
 -- their own purposes.
 IMPORTS
 -- PKIX Part 1 - Implicit From [RFC5280]
 GeneralName, CRLReason, ReasonFlags, GeneralNames
 FROM PKIX1Implicit88 {iso(1) identified-organization(3) dod(6)
 internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)
 id-pkix1-implicit(19)}
 -- PKIX Part 1 - Explicit From [RFC5280]
 AlgorithmIdentifier, Extension, Name, CertificateSerialNumber,
 id-ad, id-kp
 FROM PKIX1Explicit88 {iso(1) identified-organization(3) dod(6)
 internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)
 id-pkix1-explicit(18)}
 -- Cryptographic Message Syntax FROM [CMS]
 ContentInfo, Attribute, IssuerAndSerialNumber
 FROM CryptographicMessageSyntax2004 { iso(1) member-body(2)
 us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16)
 modules(0) cms-2004(24)}
 -- CRMF FROM [RFC4211]
 CertReqMsg, PKIPublicationInfo, CertTemplate
 FROM PKIXCRMF-2005 {iso(1) identified-organization(3) dod(6)
 internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)
 id-mod-crmf2005(36)};
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 -- Global Types
 -- UTF8String ::= [UNIVERSAL 12] IMPLICIT OCTET STRING
 -- The content of this type conforms to RFC 3629.
 id-pkix OBJECT IDENTIFIER ::= { iso(1) identified-organization(3)
 dod(6) internet(1) security(5) mechanisms(5) pkix(7) }
 id-cmc OBJECT IDENTIFIER ::= {id-pkix 7} -- CMC controls
 id-cct OBJECT IDENTIFIER ::= {id-pkix 12} -- CMC content types
 -- The following controls have the type OCTET STRING
 id-cmc-identityProof OBJECT IDENTIFIER ::= {id-cmc 3}
 id-cmc-dataReturn OBJECT IDENTIFIER ::= {id-cmc 4}
 id-cmc-regInfo OBJECT IDENTIFIER ::= {id-cmc 18}
 id-cmc-responseInfo OBJECT IDENTIFIER ::= {id-cmc 19}
 id-cmc-queryPending OBJECT IDENTIFIER ::= {id-cmc 21}
 id-cmc-popLinkRandom OBJECT IDENTIFIER ::= {id-cmc 22}
 id-cmc-popLinkWitness OBJECT IDENTIFIER ::= {id-cmc 23}
 -- The following controls have the type UTF8String
 id-cmc-identification OBJECT IDENTIFIER ::= {id-cmc 2}
 -- The following controls have the type INTEGER
 id-cmc-transactionId OBJECT IDENTIFIER ::= {id-cmc 5}
 -- The following controls have the type OCTET STRING
 id-cmc-senderNonce OBJECT IDENTIFIER ::= {id-cmc 6}
 id-cmc-recipientNonce OBJECT IDENTIFIER ::= {id-cmc 7}
 -- This is the content type used for a request message
 -- in the protocol
 id-cct-PKIData OBJECT IDENTIFIER ::= { id-cct 2 }
 PKIData ::= SEQUENCE {
 controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute,
 reqSequence SEQUENCE SIZE(0..MAX) OF TaggedRequest,
 cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo,
 otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg
 }
 bodyIdMax INTEGER ::= 4294967295
 BodyPartID ::= INTEGER(0..bodyIdMax)
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RFC 6402 CMC: Updates November 2011
 TaggedAttribute ::= SEQUENCE {
 bodyPartID BodyPartID,
 attrType OBJECT IDENTIFIER,
 attrValues SET OF AttributeValue
 }
 AttributeValue ::= ANY
 TaggedRequest ::= CHOICE {
 tcr [0] TaggedCertificationRequest,
 crm [1] CertReqMsg,
 orm [2] SEQUENCE {
 bodyPartID BodyPartID,
 requestMessageType OBJECT IDENTIFIER,
 requestMessageValue ANY DEFINED BY requestMessageType
 }
 }
 TaggedCertificationRequest ::= SEQUENCE {
 bodyPartID BodyPartID,
 certificationRequest CertificationRequest
 }
 CertificationRequest ::= SEQUENCE {
 certificationRequestInfo SEQUENCE {
 version INTEGER,
 subject Name,
 subjectPublicKeyInfo SEQUENCE {
 algorithm AlgorithmIdentifier,
 subjectPublicKey BIT STRING },
 attributes [0] IMPLICIT SET OF Attribute },
 signatureAlgorithm AlgorithmIdentifier,
 signature BIT STRING
 }
 TaggedContentInfo ::= SEQUENCE {
 bodyPartID BodyPartID,
 contentInfo ContentInfo
 }
 OtherMsg ::= SEQUENCE {
 bodyPartID BodyPartID,
 otherMsgType OBJECT IDENTIFIER,
 otherMsgValue ANY DEFINED BY otherMsgType }
 -- This defines the response message in the protocol
 id-cct-PKIResponse OBJECT IDENTIFIER ::= { id-cct 3 }
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RFC 6402 CMC: Updates November 2011
 ResponseBody ::= PKIResponse
 PKIResponse ::= SEQUENCE {
 controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute,
 cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo,
 otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg
 }
 -- Used to return status state in a response
 id-cmc-statusInfo OBJECT IDENTIFIER ::= {id-cmc 1}
 CMCStatusInfo ::= SEQUENCE {
 cMCStatus CMCStatus,
 bodyList SEQUENCE SIZE (1..MAX) OF BodyPartID,
 statusString UTF8String OPTIONAL,
 otherInfo CHOICE {
 failInfo CMCFailInfo,
 pendInfo PendInfo } OPTIONAL
 }
 PendInfo ::= SEQUENCE {
 pendToken OCTET STRING,
 pendTime GeneralizedTime
 }
 CMCStatus ::= INTEGER {
 success (0),
 failed (2),
 pending (3),
 noSupport (4),
 confirmRequired (5),
 popRequired (6),
 partial (7)
 }
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RFC 6402 CMC: Updates November 2011
 -- Note:
 -- The spelling of unsupportedExt is corrected in this version.
 -- In RFC 2797, it was unsuportedExt.
 CMCFailInfo ::= INTEGER {
 badAlg (0),
 badMessageCheck (1),
 badRequest (2),
 badTime (3),
 badCertId (4),
 unsupportedExt (5),
 mustArchiveKeys (6),
 badIdentity (7),
 popRequired (8),
 popFailed (9),
 noKeyReuse (10),
 internalCAError (11),
 tryLater (12),
 authDataFail (13)
 }
 -- Used for RAs to add extensions to certification requests
 id-cmc-addExtensions OBJECT IDENTIFIER ::= {id-cmc 8}
 AddExtensions ::= SEQUENCE {
 pkiDataReference BodyPartID,
 certReferences SEQUENCE OF BodyPartID,
 extensions SEQUENCE OF Extension
 }
 id-cmc-encryptedPOP OBJECT IDENTIFIER ::= {id-cmc 9}
 id-cmc-decryptedPOP OBJECT IDENTIFIER ::= {id-cmc 10}
 EncryptedPOP ::= SEQUENCE {
 request TaggedRequest,
 cms ContentInfo,
 thePOPAlgID AlgorithmIdentifier,
 witnessAlgID AlgorithmIdentifier,
 witness OCTET STRING
 }
 DecryptedPOP ::= SEQUENCE {
 bodyPartID BodyPartID,
 thePOPAlgID AlgorithmIdentifier,
 thePOP OCTET STRING
 }
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RFC 6402 CMC: Updates November 2011
 id-cmc-lraPOPWitness OBJECT IDENTIFIER ::= {id-cmc 11}
 LraPopWitness ::= SEQUENCE {
 pkiDataBodyid BodyPartID,
 bodyIds SEQUENCE OF BodyPartID
 }
 --
 id-cmc-getCert OBJECT IDENTIFIER ::= {id-cmc 15}
 GetCert ::= SEQUENCE {
 issuerName GeneralName,
 serialNumber INTEGER }
 id-cmc-getCRL OBJECT IDENTIFIER ::= {id-cmc 16}
 GetCRL ::= SEQUENCE {
 issuerName Name,
 cRLName GeneralName OPTIONAL,
 time GeneralizedTime OPTIONAL,
 reasons ReasonFlags OPTIONAL }
 id-cmc-revokeRequest OBJECT IDENTIFIER ::= {id-cmc 17}
 RevokeRequest ::= SEQUENCE {
 issuerName Name,
 serialNumber INTEGER,
 reason CRLReason,
 invalidityDate GeneralizedTime OPTIONAL,
 passphrase OCTET STRING OPTIONAL,
 comment UTF8String OPTIONAL }
 id-cmc-confirmCertAcceptance OBJECT IDENTIFIER ::= {id-cmc 24}
 CMCCertId ::= IssuerAndSerialNumber
 -- The following is used to request V3 extensions be added to a
 -- certificate
 id-ExtensionReq OBJECT IDENTIFIER ::= {iso(1) member-body(2)
 us(840) rsadsi(113549) pkcs(1) pkcs-9(9) 14}
 ExtensionReq ::= SEQUENCE SIZE (1..MAX) OF Extension
 -- The following exists to allow Diffie-Hellman Certification
 -- Request Messages to be well-formed
 id-alg-noSignature OBJECT IDENTIFIER ::= {id-pkix id-alg(6) 2}
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RFC 6402 CMC: Updates November 2011
 NoSignatureValue ::= OCTET STRING
 -- Unauthenticated attribute to carry removable data.
 -- This could be used in an update of "CMC Extensions: Server
 -- Side Key Generation and Key Escrow" (February 2005) and in
 -- other documents.
 id-aa OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840)
 rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-aa(2)}
 id-aa-cmc-unsignedData OBJECT IDENTIFIER ::= {id-aa 34}
 CMCUnsignedData ::= SEQUENCE {
 bodyPartPath BodyPartPath,
 identifier OBJECT IDENTIFIER,
 content ANY DEFINED BY identifier
 }
 -- Replaces CMC Status Info
 --
 id-cmc-statusInfoV2 OBJECT IDENTIFIER ::= {id-cmc 25}
 CMCStatusInfoV2 ::= SEQUENCE {
 cMCStatus CMCStatus,
 bodyList SEQUENCE SIZE (1..MAX) OF
 BodyPartReference,
 statusString UTF8String OPTIONAL,
 otherInfo CHOICE {
 failInfo CMCFailInfo,
 pendInfo PendInfo,
 extendedFailInfo SEQUENCE {
 failInfoOID OBJECT IDENTIFIER,
 failInfoValue AttributeValue
 }
 } OPTIONAL
 }
 BodyPartReference ::= CHOICE {
 bodyPartID BodyPartID,
 bodyPartPath BodyPartPath
 }
 BodyPartPath ::= SEQUENCE SIZE (1..MAX) OF BodyPartID
 -- Allow for distribution of trust anchors
 --
 id-cmc-trustedAnchors OBJECT IDENTIFIER ::= {id-cmc 26}
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RFC 6402 CMC: Updates November 2011
 PublishTrustAnchors ::= SEQUENCE {
 seqNumber INTEGER,
 hashAlgorithm AlgorithmIdentifier,
 anchorHashes SEQUENCE OF OCTET STRING
 }
 id-cmc-authData OBJECT IDENTIFIER ::= {id-cmc 27}
 AuthPublish ::= BodyPartID
 -- These two items use BodyPartList
 id-cmc-batchRequests OBJECT IDENTIFIER ::= {id-cmc 28}
 id-cmc-batchResponses OBJECT IDENTIFIER ::= {id-cmc 29}
 BodyPartList ::= SEQUENCE SIZE (1..MAX) OF BodyPartID
 --
 id-cmc-publishCert OBJECT IDENTIFIER ::= {id-cmc 30}
 CMCPublicationInfo ::= SEQUENCE {
 hashAlg AlgorithmIdentifier,
 certHashes SEQUENCE OF OCTET STRING,
 pubInfo PKIPublicationInfo
 }
 id-cmc-modCertTemplate OBJECT IDENTIFIER ::= {id-cmc 31}
 ModCertTemplate ::= SEQUENCE {
 pkiDataReference BodyPartPath,
 certReferences BodyPartList,
 replace BOOLEAN DEFAULT TRUE,
 certTemplate CertTemplate
 }
 -- Inform follow-on servers that one or more controls have already
 -- been processed
 id-cmc-controlProcessed OBJECT IDENTIFIER ::= {id-cmc 32}
 ControlsProcessed ::= SEQUENCE {
 bodyList SEQUENCE SIZE(1..MAX) OF BodyPartReference
 }
 -- Identity Proof control w/ algorithm agility
 id-cmc-identityProofV2 OBJECT IDENTIFIER ::= { id-cmc 34 }
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RFC 6402 CMC: Updates November 2011
 IdentifyProofV2 ::= SEQUENCE {
 proofAlgID AlgorithmIdentifier,
 macAlgId AlgorithmIdentifier,
 witness OCTET STRING
 }
 id-cmc-popLinkWitnessV2 OBJECT IDENTIFIER ::= { id-cmc 33 }
 PopLinkWitnessV2 ::= SEQUENCE {
 keyGenAlgorithm AlgorithmIdentifier,
 macAlgorithm AlgorithmIdentifier,
 witness OCTET STRING
 }
 --
 id-cmc-raIdentityWitness OBJECT IDENTIFIER ::= {id-cmc 35}
 --
 -- Allow for an End-Entity to request a change in name.
 -- This item is added to RegControlSet in CRMF.
 --
 id-cmc-changeSubjectName OBJECT IDENTIFIER ::= {id-cmc 36}
 ChangeSubjectName ::= SEQUENCE {
 subject Name OPTIONAL,
 subjectAlt GeneralNames OPTIONAL
 }
 -- (WITH COMPONENTS {..., subject PRESENT} |
 -- WITH COMPONENTS {..., subjectAlt PRESENT} )
 --
 -- Embedded response from a third party for processing
 --
 id-cmc-responseBody OBJECT IDENTIFIER ::= {id-cmc 37}
 --
 -- Key purpose identifiers are in the Extended Key Usage extension
 --
 id-kp-cmcCA OBJECT IDENTIFIER ::= { id-kp 27 }
 id-kp-cmcRA OBJECT IDENTIFIER ::= { id-kp 28 }
 id-kp-cmcArchive OBJECT IDENTIFIER ::= { id-kp 28 }
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RFC 6402 CMC: Updates November 2011
 --
 -- Subject Information Access identifier
 --
 id-ad-cmc OBJECT IDENTIFIER ::= { id-ad 12 }
 END
A.2. 2008 ASN.1 Module
 An updated 2008 ASN.1 module has been provided as part of this
 update. The module contains those changes that were done to update
 the current ASN.1 standards (done for [RFC5912]) as well as changes
 made for this document.
EnrollmentMessageSyntax-2011-v08
 {iso(1) identified-organization(3) dod(6) internet(1)
 security(5) mechanisms(5) pkix(7) id-mod(0)
 id-mod-enrollMsgSyntax-2011-08(76)}
DEFINITIONS IMPLICIT TAGS ::=
BEGIN
 EXPORTS ALL;
 IMPORTS
 AttributeSet{}, Extension{}, EXTENSION, ATTRIBUTE
 FROM PKIX-CommonTypes-2009
 {iso(1) identified-organization(3) dod(6) internet(1) security(5)
 mechanisms(5) pkix(7) id-mod(0) id-mod-pkixCommon-02(57)}
 AlgorithmIdentifier{}, DIGEST-ALGORITHM, KEY-WRAP, KEY-DERIVATION,
 MAC-ALGORITHM, SIGNATURE-ALGORITHM, PUBLIC-KEY
 FROM AlgorithmInformation-2009
 {iso(1) identified-organization(3) dod(6) internet(1) security(5)
 mechanisms(5) pkix(7) id-mod(0)
 id-mod-algorithmInformation-02(58)}
 CertificateSerialNumber, GeneralName, CRLReason, ReasonFlags,
 CertExtensions, GeneralNames
 FROM PKIX1Implicit-2009
 {iso(1) identified-organization(3) dod(6) internet(1) security(5)
 mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-implicit-02(59)}
 Name, id-pkix, PublicKeyAlgorithms, SignatureAlgorithms, id-ad, id-kp
 FROM PKIX1Explicit-2009
 {iso(1) identified-organization(3) dod(6) internet(1) security(5)
 mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-explicit-02(51)}
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RFC 6402 CMC: Updates November 2011
 ContentInfo, IssuerAndSerialNumber, CONTENT-TYPE
 FROM CryptographicMessageSyntax-2010
 { iso(1) member-body(2) us(840) rsadsi(113549)
 pkcs(1) pkcs-9(9) smime(16) modules(0) id-mod-cms-2009(58) }
 CertReqMsg, PKIPublicationInfo, CertTemplate
 FROM PKIXCRMF-2009
 {iso(1) identified-organization(3) dod(6) internet(1) security(5)
 mechanisms(5) pkix(7) id-mod(0) id-mod-crmf2005-02(55)}
 mda-sha1
 FROM PKIXAlgs-2009
 { iso(1) identified-organization(3) dod(6)
 internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)
 id-mod-pkix1-algorithms2008-02(56)}
 kda-PBKDF2, maca-hMAC-SHA1
 FROM CryptographicMessageSyntaxAlgorithms-2009
 { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9)
 smime(16) modules(0) id-mod-cmsalg-2001-02(37) }
 mda-sha256
 FROM PKIX1-PSS-OAEP-Algorithms-2009
 { iso(1) identified-organization(3) dod(6)
 internet(1) security(5) mechanisms(5) pkix(7) id-mod(0)
 id-mod-pkix1-rsa-pkalgs-02(54) } ;
 -- CMS content types defined in this document
 CMC-ContentTypes CONTENT-TYPE ::= { ct-PKIData | ct-PKIResponse, ... }
 -- Signature Algorithms defined in this document
 SignatureAlgs SIGNATURE-ALGORITHM ::= { sa-noSignature }
 -- CMS Unsigned Attributes
 CMC-UnsignedAtts ATTRIBUTE ::= { aa-cmc-unsignedData }
 --
 --
 id-cmc OBJECT IDENTIFIER ::= {id-pkix 7} -- CMC controls
 id-cct OBJECT IDENTIFIER ::= {id-pkix 12} -- CMC content types
Schaad Standards Track [Page 25]

RFC 6402 CMC: Updates November 2011
 -- This is the content type for a request message in the protocol
 ct-PKIData CONTENT-TYPE ::=
 { TYPE PKIData IDENTIFIED BY id-cct-PKIData }
 id-cct-PKIData OBJECT IDENTIFIER ::= { id-cct 2 }
 PKIData ::= SEQUENCE {
 controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute,
 reqSequence SEQUENCE SIZE(0..MAX) OF TaggedRequest,
 cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo,
 otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg
 }
 BodyPartID ::= INTEGER(0..4294967295)
 TaggedAttribute ::= SEQUENCE {
 bodyPartID BodyPartID,
 attrType CMC-CONTROL.&id({Cmc-Control-Set}),
 attrValues SET OF CMC-CONTROL.
 &Type({Cmc-Control-Set}{@attrType})
 }
 Cmc-Control-Set CMC-CONTROL ::= {
 cmc-identityProof | cmc-dataReturn | cmc-regInfo |
 cmc-responseInfo | cmc-queryPending | cmc-popLinkRandom |
 cmc-popLinkWitness | cmc-identification | cmc-transactionId |
 cmc-senderNonce | cmc-recipientNonce | cmc-statusInfo |
 cmc-addExtensions | cmc-encryptedPOP | cmc-decryptedPOP |
 cmc-lraPOPWitness | cmc-getCert | cmc-getCRL |
 cmc-revokeRequest | cmc-confirmCertAcceptance |
 cmc-statusInfoV2 | cmc-trustedAnchors | cmc-authData |
 cmc-batchRequests | cmc-batchResponses | cmc-publishCert |
 cmc-modCertTemplate | cmc-controlProcessed |
 cmc-identityProofV2 | cmc-popLinkWitnessV2, ...,
 cmc-raIdentityWitness | cmc-responseBody }
 OTHER-REQUEST ::= TYPE-IDENTIFIER
 -- We do not define any other requests in this document.
 -- Examples might be attribute certification requests.
 OtherRequests OTHER-REQUEST ::= {...}
Schaad Standards Track [Page 26]

RFC 6402 CMC: Updates November 2011
 TaggedRequest ::= CHOICE {
 tcr [0] TaggedCertificationRequest,
 crm [1] CertReqMsg,
 orm [2] SEQUENCE {
 bodyPartID BodyPartID,
 requestMessageType OTHER-REQUEST.&id({OtherRequests}),
 requestMessageValue OTHER-REQUEST.&Type({OtherRequests}
 {@.requestMessageType})
 }
 }
 TaggedCertificationRequest ::= SEQUENCE {
 bodyPartID BodyPartID,
 certificationRequest CertificationRequest
 }
 AttributeList ATTRIBUTE ::= {at-extension-req, ...,
 at-cmc-changeSubjectName}
 CertificationRequest ::= SEQUENCE {
 certificationRequestInfo SEQUENCE {
 version INTEGER,
 subject Name,
 subjectPublicKeyInfo SEQUENCE {
 algorithm AlgorithmIdentifier{PUBLIC-KEY,
 {PublicKeyAlgorithms}},
 subjectPublicKey BIT STRING
 },
 attributes [0] IMPLICIT SET OF
 AttributeSet{{AttributeList}}
 },
 signatureAlgorithm AlgorithmIdentifier
 {SIGNATURE-ALGORITHM,
 {SignatureAlgorithms}},
 signature BIT STRING
 }
 TaggedContentInfo ::= SEQUENCE {
 bodyPartID BodyPartID,
 contentInfo ContentInfo
 }
 OTHER-MSG ::= TYPE-IDENTIFIER
 -- No other messages currently defined
 OtherMsgSet OTHER-MSG ::= {...}
Schaad Standards Track [Page 27]

RFC 6402 CMC: Updates November 2011
 OtherMsg ::= SEQUENCE {
 bodyPartID BodyPartID,
 otherMsgType OTHER-MSG.&id({OtherMsgSet}),
 otherMsgValue OTHER-MSG.&Type({OtherMsgSet}{@otherMsgType}) }
 -- This defines the response message in the protocol
 ct-PKIResponse CONTENT-TYPE ::=
 { TYPE PKIResponse IDENTIFIED BY id-cct-PKIResponse }
 id-cct-PKIResponse OBJECT IDENTIFIER ::= { id-cct 3 }
 ResponseBody ::= PKIResponse
 PKIResponse ::= SEQUENCE {
 controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute,
 cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo,
 otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg
 }
 CMC-CONTROL ::= TYPE-IDENTIFIER
 -- The following controls have the type OCTET STRING
 cmc-identityProof CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-identityProof }
 id-cmc-identityProof OBJECT IDENTIFIER ::= {id-cmc 3}
 cmc-dataReturn CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-dataReturn }
 id-cmc-dataReturn OBJECT IDENTIFIER ::= {id-cmc 4}
 cmc-regInfo CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-regInfo }
 id-cmc-regInfo OBJECT IDENTIFIER ::= {id-cmc 18}
 cmc-responseInfo CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-responseInfo }
 id-cmc-responseInfo OBJECT IDENTIFIER ::= {id-cmc 19}
 cmc-queryPending CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-queryPending }
 id-cmc-queryPending OBJECT IDENTIFIER ::= {id-cmc 21}
 cmc-popLinkRandom CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-popLinkRandom }
 id-cmc-popLinkRandom OBJECT IDENTIFIER ::= {id-cmc 22}
Schaad Standards Track [Page 28]

RFC 6402 CMC: Updates November 2011
 cmc-popLinkWitness CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-popLinkWitness }
 id-cmc-popLinkWitness OBJECT IDENTIFIER ::= {id-cmc 23}
 -- The following controls have the type UTF8String
 cmc-identification CMC-CONTROL ::=
 { UTF8String IDENTIFIED BY id-cmc-identification }
 id-cmc-identification OBJECT IDENTIFIER ::= {id-cmc 2}
 -- The following controls have the type INTEGER
 cmc-transactionId CMC-CONTROL ::=
 { INTEGER IDENTIFIED BY id-cmc-transactionId }
 id-cmc-transactionId OBJECT IDENTIFIER ::= {id-cmc 5}
 -- The following controls have the type OCTET STRING
 cmc-senderNonce CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-senderNonce }
 id-cmc-senderNonce OBJECT IDENTIFIER ::= {id-cmc 6}
 cmc-recipientNonce CMC-CONTROL ::=
 { OCTET STRING IDENTIFIED BY id-cmc-recipientNonce }
 id-cmc-recipientNonce OBJECT IDENTIFIER ::= {id-cmc 7}
 -- Used to return status in a response
 cmc-statusInfo CMC-CONTROL ::=
 { CMCStatusInfo IDENTIFIED BY id-cmc-statusInfo }
 id-cmc-statusInfo OBJECT IDENTIFIER ::= {id-cmc 1}
 CMCStatusInfo ::= SEQUENCE {
 cMCStatus CMCStatus,
 bodyList SEQUENCE SIZE (1..MAX) OF BodyPartID,
 statusString UTF8String OPTIONAL,
 otherInfo CHOICE {
 failInfo CMCFailInfo,
 pendInfo PendInfo
 } OPTIONAL
 }
 PendInfo ::= SEQUENCE {
 pendToken OCTET STRING,
 pendTime GeneralizedTime
 }
Schaad Standards Track [Page 29]

RFC 6402 CMC: Updates November 2011
 CMCStatus ::= INTEGER {
 success (0),
 failed (2),
 pending (3),
 noSupport (4),
 confirmRequired (5),
 popRequired (6),
 partial (7)
 }
 CMCFailInfo ::= INTEGER {
 badAlg (0),
 badMessageCheck (1),
 badRequest (2),
 badTime (3),
 badCertId (4),
 unsuportedExt (5),
 mustArchiveKeys (6),
 badIdentity (7),
 popRequired (8),
 popFailed (9),
 noKeyReuse (10),
 internalCAError (11),
 tryLater (12),
 authDataFail (13)
 }
 -- Used for RAs to add extensions to certification requests
 cmc-addExtensions CMC-CONTROL ::=
 { AddExtensions IDENTIFIED BY id-cmc-addExtensions }
 id-cmc-addExtensions OBJECT IDENTIFIER ::= {id-cmc 8}
 AddExtensions ::= SEQUENCE {
 pkiDataReference BodyPartID,
 certReferences SEQUENCE OF BodyPartID,
 extensions SEQUENCE OF Extension{{CertExtensions}}
 }
 cmc-encryptedPOP CMC-CONTROL ::=
 { EncryptedPOP IDENTIFIED BY id-cmc-encryptedPOP }
 cmc-decryptedPOP CMC-CONTROL ::=
 { DecryptedPOP IDENTIFIED BY id-cmc-decryptedPOP }
 id-cmc-encryptedPOP OBJECT IDENTIFIER ::= {id-cmc 9}
 id-cmc-decryptedPOP OBJECT IDENTIFIER ::= {id-cmc 10}
Schaad Standards Track [Page 30]

RFC 6402 CMC: Updates November 2011
 EncryptedPOP ::= SEQUENCE {
 request TaggedRequest,
 cms ContentInfo,
 thePOPAlgID AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}},
 witnessAlgID AlgorithmIdentifier{DIGEST-ALGORITHM,
 {WitnessAlgs}},
 witness OCTET STRING
 }
 POPAlgs MAC-ALGORITHM ::= {maca-hMAC-SHA1, ...}
 WitnessAlgs DIGEST-ALGORITHM ::= {mda-sha1, ...}
 DecryptedPOP ::= SEQUENCE {
 bodyPartID BodyPartID,
 thePOPAlgID AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}},
 thePOP OCTET STRING
 }
 cmc-lraPOPWitness CMC-CONTROL ::=
 { LraPopWitness IDENTIFIED BY id-cmc-lraPOPWitness }
 id-cmc-lraPOPWitness OBJECT IDENTIFIER ::= {id-cmc 11}
 LraPopWitness ::= SEQUENCE {
 pkiDataBodyid BodyPartID,
 bodyIds SEQUENCE OF BodyPartID
 }
 --
 cmc-getCert CMC-CONTROL ::=
 { GetCert IDENTIFIED BY id-cmc-getCert }
 id-cmc-getCert OBJECT IDENTIFIER ::= {id-cmc 15}
 GetCert ::= SEQUENCE {
 issuerName GeneralName,
 serialNumber INTEGER }
 cmc-getCRL CMC-CONTROL ::=
 { GetCRL IDENTIFIED BY id-cmc-getCRL }
 id-cmc-getCRL OBJECT IDENTIFIER ::= {id-cmc 16}
 GetCRL ::= SEQUENCE {
 issuerName Name,
 cRLName GeneralName OPTIONAL,
 time GeneralizedTime OPTIONAL,
 reasons ReasonFlags OPTIONAL }
Schaad Standards Track [Page 31]

RFC 6402 CMC: Updates November 2011
 cmc-revokeRequest CMC-CONTROL ::=
 { RevokeRequest IDENTIFIED BY id-cmc-revokeRequest}
 id-cmc-revokeRequest OBJECT IDENTIFIER ::= {id-cmc 17}
 RevokeRequest ::= SEQUENCE {
 issuerName Name,
 serialNumber INTEGER,
 reason CRLReason,
 invalidityDate GeneralizedTime OPTIONAL,
 passphrase OCTET STRING OPTIONAL,
 comment UTF8String OPTIONAL }
 cmc-confirmCertAcceptance CMC-CONTROL ::=
 { CMCCertId IDENTIFIED BY id-cmc-confirmCertAcceptance }
 id-cmc-confirmCertAcceptance OBJECT IDENTIFIER ::= {id-cmc 24}
 CMCCertId ::= IssuerAndSerialNumber
 -- The following is used to request V3 extensions be added
 -- to a certificate
 at-extension-req ATTRIBUTE ::=
 { TYPE ExtensionReq IDENTIFIED BY id-ExtensionReq }
 id-ExtensionReq OBJECT IDENTIFIER ::= {iso(1) member-body(2) us(840)
 rsadsi(113549) pkcs(1) pkcs-9(9) 14}
 ExtensionReq ::= SEQUENCE SIZE (1..MAX) OF
 Extension{{CertExtensions}}
 -- The following allows Diffie-Hellman Certification Request
 -- Messages to be well-formed
 sa-noSignature SIGNATURE-ALGORITHM ::= {
 IDENTIFIER id-alg-noSignature
 VALUE NoSignatureValue
 PARAMS TYPE NULL ARE required
 HASHES { mda-sha1 }
 }
 id-alg-noSignature OBJECT IDENTIFIER ::= {id-pkix id-alg(6) 2}
 NoSignatureValue ::= OCTET STRING
 -- Unauthenticated attribute to carry removable data.
 id-aa OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840)
 rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-aa(2)}
Schaad Standards Track [Page 32]

RFC 6402 CMC: Updates November 2011
 aa-cmc-unsignedData ATTRIBUTE ::=
 { TYPE CMCUnsignedData IDENTIFIED BY id-aa-cmc-unsignedData }
 id-aa-cmc-unsignedData OBJECT IDENTIFIER ::= {id-aa 34}
 CMCUnsignedData ::= SEQUENCE {
 bodyPartPath BodyPartPath,
 identifier TYPE-IDENTIFIER.&id,
 content TYPE-IDENTIFIER.&Type
 }
 -- Replaces CMC Status Info
 --
 cmc-statusInfoV2 CMC-CONTROL ::=
 { CMCStatusInfoV2 IDENTIFIED BY id-cmc-statusInfoV2 }
 id-cmc-statusInfoV2 OBJECT IDENTIFIER ::= {id-cmc 25}
 EXTENDED-FAILURE-INFO ::= TYPE-IDENTIFIER
 ExtendedFailures EXTENDED-FAILURE-INFO ::= {...}
 CMCStatusInfoV2 ::= SEQUENCE {
 cMCStatus CMCStatus,
 bodyList SEQUENCE SIZE (1..MAX) OF
 BodyPartReference,
 statusString UTF8String OPTIONAL,
 otherInfo CHOICE {
 failInfo CMCFailInfo,
 pendInfo PendInfo,
 extendedFailInfo [1] SEQUENCE {
 failInfoOID TYPE-IDENTIFIER.&id
 ({ExtendedFailures}),
 failInfoValue TYPE-IDENTIFIER.&Type
 ({ExtendedFailures}
 {@.failInfoOID})
 }
 } OPTIONAL
 }
 BodyPartReference ::= CHOICE {
 bodyPartID BodyPartID,
 bodyPartPath BodyPartPath
 }
 BodyPartPath ::= SEQUENCE SIZE (1..MAX) OF BodyPartID
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RFC 6402 CMC: Updates November 2011
 -- Allow for distribution of trust anchors
 --
 cmc-trustedAnchors CMC-CONTROL ::=
 { PublishTrustAnchors IDENTIFIED BY id-cmc-trustedAnchors }
 id-cmc-trustedAnchors OBJECT IDENTIFIER ::= {id-cmc 26}
 PublishTrustAnchors ::= SEQUENCE {
 seqNumber INTEGER,
 hashAlgorithm AlgorithmIdentifier{DIGEST-ALGORITHM,
 {HashAlgorithms}},
 anchorHashes SEQUENCE OF OCTET STRING
 }
 HashAlgorithms DIGEST-ALGORITHM ::= {
 mda-sha1 | mda-sha256, ...
 }
 cmc-authData CMC-CONTROL ::=
 { AuthPublish IDENTIFIED BY id-cmc-authData }
 id-cmc-authData OBJECT IDENTIFIER ::= {id-cmc 27}
 AuthPublish ::= BodyPartID
 -- These two items use BodyPartList
 cmc-batchRequests CMC-CONTROL ::=
 { BodyPartList IDENTIFIED BY id-cmc-batchRequests }
 id-cmc-batchRequests OBJECT IDENTIFIER ::= {id-cmc 28}
 cmc-batchResponses CMC-CONTROL ::=
 { BodyPartList IDENTIFIED BY id-cmc-batchResponses }
 id-cmc-batchResponses OBJECT IDENTIFIER ::= {id-cmc 29}
 BodyPartList ::= SEQUENCE SIZE (1..MAX) OF BodyPartID
 cmc-publishCert CMC-CONTROL ::=
 { CMCPublicationInfo IDENTIFIED BY id-cmc-publishCert }
 id-cmc-publishCert OBJECT IDENTIFIER ::= {id-cmc 30}
 CMCPublicationInfo ::= SEQUENCE {
 hashAlg AlgorithmIdentifier{DIGEST-ALGORITHM,
 {HashAlgorithms}},
 certHashes SEQUENCE OF OCTET STRING,
 pubInfo PKIPublicationInfo
 }
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RFC 6402 CMC: Updates November 2011
 cmc-modCertTemplate CMC-CONTROL ::=
 { ModCertTemplate IDENTIFIED BY id-cmc-modCertTemplate }
 id-cmc-modCertTemplate OBJECT IDENTIFIER ::= {id-cmc 31}
 ModCertTemplate ::= SEQUENCE {
 pkiDataReference BodyPartPath,
 certReferences BodyPartList,
 replace BOOLEAN DEFAULT TRUE,
 certTemplate CertTemplate
 }
 -- Inform follow-on servers that one or more controls have
 -- already been processed
 cmc-controlProcessed CMC-CONTROL ::=
 { ControlsProcessed IDENTIFIED BY id-cmc-controlProcessed }
 id-cmc-controlProcessed OBJECT IDENTIFIER ::= {id-cmc 32}
 ControlsProcessed ::= SEQUENCE {
 bodyList SEQUENCE SIZE(1..MAX) OF BodyPartReference
 }
 -- Identity Proof control w/ algorithm agility
 cmc-identityProofV2 CMC-CONTROL ::=
 { IdentityProofV2 IDENTIFIED BY id-cmc-identityProofV2 }
 id-cmc-identityProofV2 OBJECT IDENTIFIER ::= { id-cmc 33 }
 IdentityProofV2 ::= SEQUENCE {
 proofAlgID AlgorithmIdentifier{DIGEST-ALGORITHM,
 {WitnessAlgs}},
 macAlgId AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}},
 witness OCTET STRING
 }
 cmc-popLinkWitnessV2 CMC-CONTROL ::=
 { PopLinkWitnessV2 IDENTIFIED BY id-cmc-popLinkWitnessV2 }
 id-cmc-popLinkWitnessV2 OBJECT IDENTIFIER ::= { id-cmc 34 }
 PopLinkWitnessV2 ::= SEQUENCE {
 keyGenAlgorithm AlgorithmIdentifier{KEY-DERIVATION,
 {KeyDevAlgs}},
 macAlgorithm AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}},
 witness OCTET STRING
 }
 KeyDevAlgs KEY-DERIVATION ::= {kda-PBKDF2, ...}
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RFC 6402 CMC: Updates November 2011
 cmc-raIdentityWitness CMC-CONTROL ::=
 { BodyPartPath IDENTIFIED BY id-cmc-raIdentityWitness }
 id-cmc-raIdentityWitness OBJECT IDENTIFIER ::= {id-cmc 35}
 --
 -- Allow for an End-Entity to request a change in name.
 -- This item is added to RegControlSet in CRMF.
 --
 at-cmc-changeSubjectName ATTRIBUTE ::=
 { TYPE ChangeSubjectName IDENTIFIED BY id-cmc-changeSubjectName }
 id-cmc-changeSubjectName OBJECT IDENTIFIER ::= {id-cmc 36}
 ChangeSubjectName ::= SEQUENCE {
 subject Name OPTIONAL,
 subjectAlt GeneralNames OPTIONAL
 }
 (WITH COMPONENTS {..., subject PRESENT} |
 WITH COMPONENTS {..., subjectAlt PRESENT} )
 --
 -- Embedded response from a third party for processing
 --
 cmc-responseBody CMC-CONTROL ::= {
 BodyPartPath IDENTIFIED BY id-cmc-responseBody
 }
 id-cmc-responseBody OBJECT IDENTIFIER ::= {id-cmc 37}
 --
 -- Key purpose identifiers are in the Extended Key Usage extension
 --
 id-kp-cmcCA OBJECT IDENTIFIER ::= { id-kp 27 }
 id-kp-cmcRA OBJECT IDENTIFIER ::= { id-kp 28 }
 id-kp-cmcArchive OBJECT IDENTIFIER ::= { id-kp 29 }
 --
 -- Subject Information Access identifier
 --
 id-ad-cmc OBJECT IDENTIFIER ::= { id-ad 12 }
END
Schaad Standards Track [Page 36]

RFC 6402 CMC: Updates November 2011
Author's Address
 Jim Schaad
 Soaring Hawk Consulting
 EMail: jimsch@augustcellars.com
Schaad Standards Track [Page 37]

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