draft-ietf-dnsop-bad-dns-res-01

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DNS Operations M. Larson
Internet-Draft P. Barber
Expires: December 22, 2003 VeriSign
 June 23, 2003
 Observed DNS Resolution Misbehavior
 draft-ietf-dnsop-bad-dns-res-01
Status of this Memo
 This document is an Internet-Draft and is in full conformance with
 all provisions of Section 10 of RFC2026.
 Internet-Drafts are working documents of the Internet Engineering
 Task Force (IETF), its areas, and its working groups. Note that other
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 www.ietf.org/ietf/1id-abstracts.txt.
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 This Internet-Draft will expire on December 22, 2003.
Copyright Notice
 Copyright (C) The Internet Society (2003). All Rights Reserved.
Abstract
 This Internet-Draft describes DNS name server and stub resolver
 behavior that results in a significant query volume sent to the root
 and top-level domain (TLD) name servers. In some cases we recommend
 minor additions to the DNS protocol specification and corresponding
 changes in name server implementations to alleviate these unnecessary
 queries. In one case, we have highlighted behavior of a popular name
 server implementation that does not conform to the DNS specification.
 The recommendations made in this document are a direct byproduct of
 observation and analysis of abnormal query traffic patterns seen at
 two of the thirteen root name servers and all thirteen com/net TLD
 name servers.
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 The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 document are to be interpreted as described in RFC 2119 [1].
Table of Contents
 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
 2. Observed name server misbehavior . . . . . . . . . . . . . . 4
 2.1 Aggressive requerying for delegation information . . . . . . 4
 2.1.1 Recommendation . . . . . . . . . . . . . . . . . . . . . . . 5
 2.2 Repeated queries to lame servers . . . . . . . . . . . . . . 5
 2.2.1 Recommendation . . . . . . . . . . . . . . . . . . . . . . . 6
 2.3 Incomplete negative caching implementation . . . . . . . . . 6
 2.3.1 Recommendation . . . . . . . . . . . . . . . . . . . . . . . 6
 2.4 Inability to follow multiple levels of out-of-zone glue . . 6
 2.4.1 Recommendation . . . . . . . . . . . . . . . . . . . . . . . 7
 3. Observed client misbehavior . . . . . . . . . . . . . . . . 8
 4. IANA considerations . . . . . . . . . . . . . . . . . . . . 9
 5. Security considerations . . . . . . . . . . . . . . . . . . 10
 6. Internationalization considerations . . . . . . . . . . . . 11
 Normative References . . . . . . . . . . . . . . . . . . . . 12
 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . 12
 Intellectual Property and Copyright Statements . . . . . . . 13
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1. Introduction
 Observation of query traffic received by two root name servers and
 the thirteen com/net TLD name servers has revealed that a large
 proportion of the total traffic often consists of "requeries". A
 requery is the same question (<qname, qtype, qclass>) asked
 repeatedly at an unexpectedly high rate. We have observed requeries
 from both a single IP address and multiple IP addresses.
 By analyzing requery events we have found that the cause of the
 duplicate traffic is almost always a deficient name server, stub
 resolver and/or application implementation combined with an
 operational anomaly. The implementation deficiencies we have
 identified to date include well-intentioned recovery attempts gone
 awry, insufficient caching of failures, early abort when multiple
 levels of glue records must be followed, and aggressive retry by stub
 resolvers and/or applications. Anomalies that we have seen trigger
 requery events include lame delegations, unusual glue records, and
 anything that makes all authoritative name servers for a zone
 unreachable (DoS attacks, crashes, maintenance, routing failures,
 congestion, etc.).
 In the following sections, we provide a detailed explanation of the
 observed behavior and recommend changes that will reduce the requery
 rate. Some of the changes recommended affect the core DNS protocol
 specification, described principally in RFC 1034 [2], RFC 1035 [3]
 and RFC 2181 [4].
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2. Observed name server misbehavior
2.1 Aggressive requerying for delegation information
 There can be times when every name server in a zone's NS RRset is
 unreachable (e.g., during a network outage), unavailable (e.g., the
 name server process is not running on the server host) or
 misconfigured (e.g., the name server is not authoritative for the
 given zone, also known as "lame"). Consider a name server that
 attempts to resolve a recursive query for a domain name in such a
 zone and discovers that none of the zone's name servers can provide
 an answer. We have observed a recursive name server implementation
 that then verifies the zone's NS RRset in its cache by querying for
 the zone's delegation information: it sends a query for the zone's NS
 RRset to one of the parent zone's name servers.
 For example, suppose that example.com has the following NS RRset:
 example.com. IN NS ns1.example.com.
 example.com. IN NS ns2.example.com.
 Upon receipt of a query for www.example.com and assuming that neither
 ns1.example.com nor ns2.example.com can provide an answer, this
 recursive name server implementation immediately queries a com zone
 name server for the example.com NS RRset to verify it has the proper
 delegation information. This name server implementation performs
 this query to a zone's parent zone for each recursive query it
 receives that fails because of a completely unresponsive set of name
 servers for the target zone. Consider the effect when a popular zone
 experiences a catastrophic failure of all its name servers: now every
 recursive query for domain names in that zone sent to this name
 server implementation results in a query to the failed zone's parent
 name servers. On one occasion when several dozen popular zones
 became unreachable, the query load to the com/net name servers
 increased by 50%.
 We believe this verification query is not reasonable. Consider the
 circumstances: When a recursing name server is resolving a query for
 a domain name in a zone it has not previously searched, it uses the
 list of name servers in the referral from the target zone's parent.
 If on its first attempt to search the target zone, none of the name
 servers in the referral are reachable, a verification query to the
 parent is pointless: this query to the parent would come so quickly
 on the heels of the referral that it would be almost certain to
 contain the same list of name servers. The chance of discovering any
 new information is slim.
 The other possibility is that the recursing name server successfully
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 contacts one of the target zone's name servers and then caches the NS
 RRset from the authority section of a response, the proper behavior
 according to section 5.4.1 of RFC 2181 [4], because the NS RRset from
 the target zone is more trustworthy than delegation information from
 the parent zone. If, while processing a subsequent recursive query,
 the recursing name server discovers that none of the name servers
 specified in the cached NS RRset is available or authoritative,
 querying the parent would be wrong. An NS RRset from the parent zone
 would now be less trustworthy than data already in the cache.
 For this query of the parent zone to be useful, the target zone's
 entire set of name servers would have to change AND the former set of
 name servers would have to be deconfigured and/or decomissioned AND
 the delegation information in the parent zone would have to be
 updated with the new set of name servers, all within the TTL of the
 target zone's NS RRset. We believe this scenario is uncommon:
 administrative best practices dictate that changes to a zone's set of
 name servers happen gradually, with servers that are removed from the
 NS RRset left authoritative for the zone as long as possible. The
 scenarios that we can envision that would benefit from the parent
 requery behavior do not outweigh its damaging effects.
2.1.1 Recommendation
 Name servers offering recursion MUST NOT send a query for the NS
 RRset of a non-responsive zone to any of the name servers for that
 zone's parent zone. For the purposes of this injunction, a
 non-responsive zone is defined as a zone for which every name server
 listed in the zone's NS RRset:
 1. is not authoritative for the zone (i.e., lame), or,
 2. returns a server failure response (RCODE=2), or,
 3. is dead or unreachable according to section 7.2 of RFC 2308 [5].
2.2 Repeated queries to lame servers
 Section 2.1 describes a catastrophic failure: when every name server
 for a zone is unable to provide an answer for one reason or another.
 A more common occurrence is a subset of a zone's name servers being
 unavailable or misconfigured. Different failure modes have different
 expected durations. Some symptoms indicate problems that are
 potentially transient: various types of ICMP unreachable messages
 because a name server process is not running or a host or network is
 unreachable, or a complete lack of a response to a query. Such
 responses could be the result of a host rebooting or temporary
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 outages; these events don't necessarily require any human
 intervention and can be reasonably expected to be temporary.
 Other symptoms clearly indicate a condition requiring human
 intervention, such as lame server: if a name server is misconfigured
 and not authoritative for a zone delegated to it, it is reasonable to
 assume that this condition has potential to last longer than
 unreachability or unresponsiveness. Consequently, repeated queries
 to known lame servers are not useful. In this case of a condition
 with potential to persist for a long time, a better practice would be
 to maintain a list of known lame servers and avoid querying them
 repeatedly in a short interval.
2.2.1 Recommendation
 Name servers offering recursion SHOULD cache name servers that they
 discover are not authoritative for zones delegated to them (i.e. lame
 servers). Lame servers MUST be cached against the specific query
 tuple <zone name, class, server IP address>. Zone name can be
 derived from the owner name of the NS record that was referenced to
 query the name server that was discovered to be lame.
 Implementations that perform lame server caching MUST refrain from
 sending queries to known lame servers based on a time interval from
 when the server is discovered to be lame. A minimum interval of
 thirty minutes is RECOMMENDED.
2.3 Incomplete negative caching implementation
 A widely distributed name server implementation does not properly
 implement negative caching as described in RFC 2308 [5]. In
 particular, this implementation does not cache NODATA responses.
 Such a response indicates that the queried domain name exists but has
 no records of the desired type. See Section 2.2 of RFC 2308 [5] for
 information on how NODATA responses are indicated.
2.3.1 Recommendation
 Vendors of any name server implementations that do not comply with
 RFC 2308 [5] are encouraged to bring their software into conformance.
2.4 Inability to follow multiple levels of out-of-zone glue
 Some name server implementations are unable to follow more than one
 level of out-of-zone glue. For example, consider the following
 delegations:
 foo.example. IN NS ns1.example.com.
 foo.example. IN NS ns2.example.com.
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 example.com. IN NS ns1.test.example.net.
 example.com. IN NS ns2.test.example.net.
 test.example.net. IN NS ns1.test.example.net.
 test.example.net. IN NS ns2.test.example.net.
 A name server processing a recursive query for www.foo.example must
 follow two levels of indirection, first obtaining address records for
 ns1.test.example.net and/or ns2.test.example.net in order to obtain
 address records for ns1.example.com and/or ns2.example.com in order
 to query those name servers for the address records of
 www.foo.example. While this situation may appear contrived, we have
 seen multiple similar occurrences and expect more as the new generic
 top-level domains (gTLDs) become active. We anticipate many zones in
 the new gTLDs will use name servers in other gTLDs, increasing the
 amount of inter-zone glue.
2.4.1 Recommendation
 Certainly constructing a delegation that relies on multiple levels of
 out-of-zone glue is not a good administrative practice. This issue
 could be mitigated with an operational injunction in an RFC to
 refrain from construction of such delegations. In our opinion the
 practice is widespread enough to merit clarifications to the DNS
 protocol specification to permit it on a limited basis.
 Name servers offering recursion SHOULD be able to handle at least
 three levels of indirection resulting from out-of-zone glue.
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3. Observed client misbehavior
 We have observed situations where a zone's name servers are
 misconfigured or unavailable, resulting in a SERVFAIL response from a
 recursive name server in response to queries for domain names in that
 zone. In some instances, we then observe many repeated queries (on
 the order of hundreds per second) to the com/net name servers for
 domain names in the affected zones. Sometimes the queries originate
 from multiple source IP addresses, while at other times a single
 source address sends many repeated queries. This behavior appears to
 be triggered by a SERVFAIL response (i.e., upon investigation, the
 <qname, qtype, qclass> of a repeated query at the com/net name
 servers produces a SERVFAIL response when sent to a local recursive
 name server.)
 We suspect that some DNS clients (i.e., stub resolvers) and/or
 application programs have overzealous retransmission algorithms that
 are trigged by a SERVFAIL response. Unfortunately, we have not been
 able to isolate particular implementations. The authors encourage
 and welcome reports of DNS clients and applications with overzealous
 retransmission algorithms.
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4. IANA considerations
 There are no new IANA considerations introduced by this
 Internet-Draft.
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5. Security considerations
 Nameserver, stub resolver and application misbehaviors identical or
 similar to those observed and discussed in this document expose root
 and TLD name server constellations to increased risk of both
 intentional and unintentional denial of service.
 We believe that implementation of the recommendations offered in this
 document will reduce the requery traffic seen at root and TLD name
 servers, thus reducing the opportunity for an attacker to use such
 requerying to his or her advantage.
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6. Internationalization considerations
 We do not believe this document introduces any new
 internationalization considerations to the DNS protocol
 specification.
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Normative References
 [1] Bradner, S., "Key words for use in RFCs to Indicate Requirement
 Levels", BCP 14, RFC 2119, March 1997.
 [2] Mockapetris, P., "Domain names - concepts and facilities", STD
 13, RFC 1034, November 1987.
 [3] Mockapetris, P., "Domain names - implementation and
 specification", STD 13, RFC 1035, November 1987.
 [4] Elz, R. and R. Bush, "Clarifications to the DNS Specification",
 RFC 2181, July 1997.
 [5] Andrews, M., "Negative Caching of DNS Queries (DNS NCACHE)", RFC
 2308, March 1998.
Authors' Addresses
 Matt Larson
 VeriSign, Inc.
 21345 Ridgetop Circle
 Dulles, VA 20166-6503
 USA
 EMail: mlarson@verisign.com
 Piet Barber
 VeriSign, Inc.
 21345 Ridgetop Circle
 Dulles, VA 20166-6503
 USA
 EMail: pbarber@verisign.com
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