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Other Documents Related to the Regulatory Framework

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Other Documents Related to the Regulatory Framework

B02A24241D934714AD273561037F6D6D Amended and Restated Memorandum of Understanding between The Stock Exchange of Hong Kong Limited and The Financial Reporting Council, dated 8 June 2021
B02A24241D934714AD273561037F6D6D Outline of the current roles of the Exchange and the SFC in Listing Regulation, dated 31 March 2005
B02A24241D934714AD273561037F6D6D Memorandum Of Understanding Governing Listing Matters Between Securities And Futures Commission And The Stock Exchange Of Hong Kong Limited, dated 28 January 2003
- First Addendum to the Memorandum of Understanding Governing Listing Matters dated 9 March 2018
- Second Addendum to the Memorandum of Understanding Governing Listing Matters dated 28 June 2023
B02A24241D934714AD273561037F6D6D Memorandum Of Understanding For the Listing Of Hong Kong Exchanges And Clearing Limited On The Stock Exchange Of Hong Kong Limited Between Securities And Futures Commission, Hong Kong Exchanges And Clearing Limited And The Stock Exchange Of Hong Kong Limited, dated 22nd August 2001
B02A24241D934714AD273561037F6D6D Memorandum of Understanding between Securities and Futures Commission ("SFC") and Hong Kong Exchanges and Clearing Limited on matters relating to SFC Oversight, Supervision of Exchange Participants and Market Surveillance, dated 20 February 2001
- Side Letters dated 20 February 2001
- Side Letter dated 1 April 2003
- Supplemental Agreement dated 23 January 2007
- Supplemental Agreement dated 24 September 2007
- Supplemental Agreement dated 23 June 2008
- Side Letter dated 23 June 2008
- Side Letter dated 21 April 2010

Updated 23 Jan 2024

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