Design and Efficacy of Solar Disinfection System for Improved Rural Household Water Treatment
Abstract
This study aimed at designing, prototyping and testing the effectiveness of a solar disinfection system for improved rural household water treatment. The system was constructed using local materials. The effectiveness and efficiency of the system to kill microorganisms were determined by using contaminated raw water samples collected from rural areas. The prototype raised the bottle water temperature from 24.3 to 66 °C. After 3 hours of exposure to intense sunlight, the water samples registered no total and faecal coliform counts in line with allowable drinking water limits by Malawi Standards and the World Health Organization. When loaded with 12 L of the contaminated water, the system scored a 10.2 % efficiency. The prototype reached disinfecting temperature faster (80 minutes) under intense sunlight conditions and worked effectively well with water of low turbidity levels. The prototype was cost-effective and easy to use, hence to be promoted for improved rural household water treatment.
Access to clean and safe drinking water is one of the world’s most daunting challenges [1] requiring urgent attention [2]. An estimated 785 million people in the world still lack access to a safe, clean and basic drinking water supply [2], [3]. Regrettably, contaminated drinking water poses a major health threat to human beings as it contains pathogens, which cause diseases like cholera, typhoid fever, and diarrhoea [4] and kills around 1.5 million people every year [5]. The problem is prevalent in developing countries and arid areas where safe water sources are scarce and people resort to using contaminated surface water sources [6]. The United Nations Development Programme (UNDP) reports that 71% of the global population, about 5.2 billion people, had safely-managed drinking water in 2015, while 844 million people still lacked even basic drinking water [7]. In the year 2017, it was reported that 206 million people used limited services, 435 million used unimproved sources, while 144 million still used surface water [3].
The Sustainable Development Goal (SDG) 6, therefore, advocates for the achievement of universal and equitable access to safe and affordable drinking water for all by 2030 [7]. Regionally, the Southern African Development Community (SADC) Water Policy (2005), among others, promotes equitable access to water of an acceptable quantity and quality in its water vision statements [8]. Furthermore, the Malawi National Water Policy (2005) aims at achieving the sustainable provision of water supply and sanitation services that are equitably accessible and used by individuals and entrepreneurs for socio-economic development at an affordable cost [9]. The promotion of cost-effective water disinfection methods is, therefore, an urgent need in developing countries to improve access to clean and safe water, especially for the low and medium-income households, which are most venerable to the outbreaks of waterborne diseases [10]. Such methods include Solar Water Disinfection (SODIS) [11] and the use of chlorine for water treatment [12]. The SODIS system has proved to be an inexpensive and effective way to treat water in many communities [13].
The SODIS is a simple, environmentally sustainable, low-cost method for treating drinking water at the household level for people that use microbiologically contaminated raw water as the only water available for all household chores including drinking [14]. Previous studies have shown that SODIS is an appropriate technology for water treatment in low and medium-income households [15] owing to its effectiveness against a wide range of waterborne pathogens, low-cost or zero-cost of technology in areas where transparent containers, typically Polyethylene Terephthalate (PET) bottles, are available [16]. Additional benefits are ease of use as it can be employed by any user with very little training, and its appropriateness in using available sunlight to reduce the microbial load of water without using any chemical additives, high technology or electrical supply [14], [17].
The method uses solar energy to kill pathogenic microorganisms that cause water-borne diseases [18], thereby improving the quality of drinking water [19]. The process involves filling a transparent bottle with untreated water and exposing them to sunlight energy for at least 6 hours [20]. It is mostly used in developing and disaster-stricken countries to improve access to safe water. The process is successfully applied in areas between latitudes 35°N and 35°S [11]. These areas receive high levels of solar radiation ranging from 800 to 1200 W/m2 during most of the year, which has the potential of raising water temperature to kill water-borne disease pathogens if captured using appropriate materials for the construction of the SODIS technology [11].
The SODIS system uses the synergy of the infrared and ultraviolet spectra of solar radiation (wavelength above 1000 nm and wavelength between 4 and 400 nm respectively) to increase bottle water temperature and inactivate microorganisms [4]. The disinfecting mechanisms employed are thermal inactivation achieved by raising bottle water temperatures above the microorganism metabolism temperatures [15]; photo-oxidative disinfection through the formation of highly reactive oxygen, oxygen-free radicals and hydrogen peroxide from the exposure of well-oxygenated water to sunlight [21]. The formed reactive species oxidize and damage the cells of a living organism [22]. Another mechanism is Deoxyribonucleic Acid (DNA) alterations, which are induced by the direct effect of ultraviolet rays of the sun. They occur when high-energy photons released by the sun are absorbed by microorganisms’ photosensitizers, which react with oxygen and the organism’s DNA to cause strand breakage, mutagenic effect and base changes, which are fatal to the organism [1]. These mechanisms together achieve a process known as solar disinfection.
Despite the proven efficacy of chlorination of water, the cost of chlorine, limited financial resources by households and unreliability of the chlorine supply chain in rural areas are major contributors to poor coverage and low adoption of the chlorination method in the rural areas of developing countries [10], [23] Households have also used boiling as a means of disinfecting contaminated water for drinking. However, the imparting of a flat taste and scarcity of firewood hinders the adoption of boiling as a water treatment method [14]. According to Acra [24], approximately one kilogram of wood is needed to boil one litre of water. Consequently, households prioritise sourcing firewood for cooking rather than boiling water only [25]. Although many developing countries produced various policies and strategies to foster the provision of water and sanitation services, especially in rural areas, the adoption rate of household water treatment and safe storage (HWTS) and point-of-use treatment are reported to be low [14]. Previous studies and reports on HWTS interventions showed that they are expensive, not easy to use and unsustainable [11]. For example, water treatment techniques like filtration, boiling and use of chlorine are perceived to be expensive in developed countries [13]. There is a need for the development of a cost-effective functioning model to address these challenges and diversify the water treatment and point-of-use treatment options already available in rural areas.
This study, therefore, was aimed at designing and developing an enhanced prototype of a solar disinfection system for improved rural household water treatment. Specifically, the study was framed to design and construct a prototype of a SODIS for improved rural household water treatment. The effectiveness of the prototype in killing microorganisms was evaluated through thermal analysis and measuring the microbiological water quality parameters of both untreated and treated water. The research was approved by the Mzuzu University (Malawi), Research Committee with guidance from the Directorate of Research at the University. All the ethical considerations and research protocol were followed during the implementation of the study. Experiments and laboratory analyses were performed by the research team with guidance and support from experts at Mzuzu University.
In this section, we present and summarise the design and prototype of the disinfection system, its construction, thermal analysis, and system efficiency as well as the testing and economic feasibility of the disinfection system. The section also outlines the quality control, data management, and statistical analysis used in the study
Since the discovery of SODIS, several research and clinical trials have been undertaken by different researchers on its improvement and effectiveness such as Ismail et al. [26] and Swiss Federal Institutes of Science and Technology (EAWAG) Department of Water and Sanitation Developing Countries (SANDEC) [27]. For instance, the effectiveness of using small and large plastic containers, plastic bags, and PET bottles has been tested for purifying contaminated water [28] to meet drinking water requirements in low- and medium-income households [15]. Our design and prototype were based on three main SODIS concepts reported in literature namely the use of simple sunlight bottle exposure, [1] solar reflector incorporated SODIS system [24], and the Dual SODIS and solar still water purifier [26]. [Table 1] shows a matrix evaluation of the three concepts used as a basis in designing this enhanced SODIS prototype. Comparative analysis of the three concepts showed SODIS concept in the dual SODIS and solar was potentially the most effective and would perform better in rural areas of Malawi.
Concept criteria | 1st Concept | 2nd Concept | 3rd Concept |
---|---|---|---|
Mode | Simple sunlight bottle exposure | Solar reflector incorporated SODIS | Dual SODIS and solar still water purifier |
Quantity of water treated per cycle | - | - | + |
Heat enhancements | - | + | + |
Ease of maintenance | + | + | - |
Time of exposure required per cycle | - | - | + |
Geographical area of operation | - | - | - |
Mode (basis) of disinfection | kills microorganism by the synergetic effect of solar Ultraviolet-A radiation and thermal heating | bottles in system half painted (in black) to enhance heating capacity and a solar reflector introduced to increase the amount of radiation incident | combined systems: solar IR & heat energy (no distillation) plus solar heat energy to drive evaporation, and ambient air to cool condenser films (distillation occurs). |
Name of well and sample number | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Time elapsed | Chisenga | Magomero | Namkuntha (Ipota) | Distilled water (control) | ||||||||
Sample 1 | Sample 2 | Sample 3 | Sample 1 | Sample 2 | Sample 3 | Sample 1 | Sample 2 | Sample 3 | Sample 1 | Sample 2 | Sample 3 | |
Raw (0 hrs) | 240 | 248 | 262 | 332 | 114 | 228 | 88 | 72 | 80 | 68 | 40 | 56 |
3 hrs | bd | bd | bd | 1 | bd | bd | bd | bd | bd | bd | bd | bd |
4 hrs | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd |
5 hrs | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd |
Name of well and sample number | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Time elapsed | Chisenga | Magomero | Namkuntha (Ipota) | NRWB Tap water (control) | ||||||||
Sample 1 | Sample 2 | Sample 3 | Sample 1 | Sample 2 | Sample 3 | Sample 1 | Sample 2 | Sample 3 | Sample 1 | Sample 2 | Sample 3 | |
Raw (0 hrs) | 100 | 124 | 160 | 596 | TNT | TNT | 80 | 96 | 52 | bd | bd | bd |
3 hrs | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd |
4 hrs | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd |
5 hrs | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd | bd |
Variable determined for DAY 1 of testing | Constant or calculated figures |
---|---|
Solar constant I for Mzuzu | 823 W/m2 |
Heat entering the system: , the values found where m = 12 kg, c = 4.187 kJ/kgoC, | 2,095.18 kJ |
The rate of heat transfer: , , | 0.2 kW |
The heat received by the system from the sun: where I was found to be 823 W/m2, 0.0495 m2 | 407.8 W |
Incorporating transmissivity and absorptivity product to get Qi | 26.65 W |
The heat gain or loss rate was calculated by | 12.91 W |
Variable determined for DAY 2 of testing | Constant or calculated figures |
---|---|
Solar constant I for Mzuzu | 823 W/m2 |
Heat entering the system: , the values found where m = 12 kg, c = 4.187 kJ/kgoC, ΔT = (68.9-25.0)oC | 2,205.71 kJ |
The rate of heat transfer: , where , | 0.21 kW |
The heat received by system from the sun: where I was found to be 823 W/m2, 0.0495 m2 | 407.8 W |
Incorporating transmissivity and absorptivity product to get Qi | 26.65 W |
The heat gain or loss rate was calculated by | 12.26 W |
The efficiency of the system (η) was determined using eq. (8) as the mass m was 12 kg, c was 4.187 kJ/kgoC, I was 823 W/m2(J/m2s), t was 5 minutes (300 seconds) and there was a minute temperature change 2.5 oC.
The SODIS system performed fairly well on a sunny day as it was on the second day of testing. Its efficiency was 10.2% which was fairly good compared to the very best achieved efficiency of 15% reported in the literature [44].
The SODIS are designed to be effective (in providing safe water), available, affordable and acceptable to the low and medium-income households, which are mostly affected by outbreaks of waterborne diseases [10] . The SODIS system developed in this study has several benefits over other points of use water treatment options such as Water Guard, chlorination and boiling water treatment commonly used in rural areas of Malawi. The cost of the SODIS system was US$ 32.45 compared to the retail price of Water Guard, which was at US$ 0.32/L during the time of this study. This implies that a household has to buy at least 80 bottles of Water Guard to reach the system’s cost of water treatment achieved by the SODIS developed in this study. Furthermore, the use of Water Guard may put the household at risk if the household has no reliable source of income, unlike incurring the cost of purchasing the SODIS system once and for all. In addition, the supply chain of water guard in rural areas in Malawi is challenging, requiring households to travel to urban centres to source it, which in turn increases the cost per unit of disinfected water. The SODIS system is also better than boiling using biomass, either in wood or crop residue form as people spent time for biomass collection. The distance for collecting biomass for thermal applications at the household level in Malawi has increased over time. The supply chains of agricultural residues that can be used for boiling water are seasonal and have many competing uses [51], which exacerbate the sustainability challenge of the agricultural residues supply chain for water heating. In addition, if burnt in a room, biomass produces a lot of soot or smoke [52], which is a risk factor for lower respiratory functions causing a majority of deaths among children [53]. Furthermore, the use of biomass contributes to environmental degradation as it is estimated that a kilogram of wood is required to boil 1 litre of water. People also dislike the taste that boiling treatment method of water imparts on the water [24] . A study done in Chikwawa – Malawi on the use of Water Guard to treat water showed several residents did not use it due to cost implications [54]. Several studies in the country showed that the majority of people in the rural areas use untreated contaminated water fetched from shallow wells, rivers [55] and groundwater (boreholes) [56]. Use of the SODIS in treating the contaminated water can have positive health benefits among users in the country. This has been demonstrated in other countries such as in Bangladesh [46] , Cameroon [14] and Bolivia [57], where use of the solar disinfection system is being promoted.
The efficacy and effectiveness of the system, auger well with the goals and targets of the SDG 6, the SADC Water Policy (2005) and Malawi National Water Policy (2005). The developed SODIS system, if properly put to use can help promote and improve access to safe and affordable drinking water for all – especially in the rural areas. Since the system does not require use of any form of fuel or electricity, it can significantly help communities treat water for home use. Furthermore, use of the system can help conserve the forests and other forms of energy. The previous SODIS studies were performed in Yaounde, Cameroon [14], Nepal [48], Bolivia . [47] and many other places worldwide, have demonstrated the significance of solar disinfection. The results of the current study has also demonstrated the need for use of SODIS in rural areas where access to clean and potable water is a challenge. The Malawi National Energy Policy (2018) aims at "increasing access to affordable, reliable, sustainable, efficient and modern energy for every person in the country". This policy is also in tandem with SDG 7, "promoting the use of affordable and clean energy" [7]. The use and promotion of clean and sustainable energy (solar) in the disinfection system to treat water are, therefore, in line with the aims and goals of the Malawi national energy policy and water policy as well the SDG 7.
This study designed and constructed a prototype of a solar disinfection system for improved rural household water treatment. Its effectiveness in killing microorganisms was evaluated through thermal analysis and measuring the microbiological water quality parameters. The systematic analysis and combination of previous and known basic design concepts resulted in improving the prototype of the disinfection system. The prototype was very effective in disinfecting contaminated water from all the shallow wells after exposure in the disinfection system for at least 3 hours. The treated water using the SODIS met both WHO (2008) and MBS (2005) microbiological set standard of 0 cfu/100 ml. Thermal analysis showed that the enhancement made to the system under study significantly improved the performance of the system. The prototype raised the inside system temperature by a threshold of at least 10 °C and this significantly reduced inactivation time to 3 hours compared to ordinary disinfection systems that take about 6 hours.
Basing on the current findings, the following recommendations can be drawn: (a) the study used bacteria to determine if the water was safe after treatment. However, there is need to check other organisms such as protozoa and spore-forming cysts to confidently declare the water treated under the disinfection system is safe: (b) to the user of the system, longer exposure times is required for cloudy weather conditions, to achieve the required reduction of coliforms in water, (c) government and other organisation should promote use of solar disinfection systems to help improve access to safe drinking water and reduce health risks among residents in rural areas.