William Hasker is a philosopher trained in theology and interested in problems of philosophy of mind. His theory of "Emergent Dualism" argues that the
emergence of the mind from the brain provides a solution to the
mind-body problem. He says:
While emergent dualism shares with (nonreductive) materialism the
claim that ordinary matter contains within itself the potentiality for consciousness, it actually goes some way beyond materialism in the powers it
attributes to matter. For standard materialism, the closure of the physical
guarantees that consciousness does not "make a difference" to the way
matter itself operates; all of the brain-processes are given a mechanistic explanation which would be just the same whether or not the processes were
accompanied by conscious experience.
Teleonomic is preferable to teleological, which implies a purpose before existence
Emergent dualism, on the other
hand recognizes that a great many mental processes are irreducibly teleological, and cannot be explained by or supervenient upon brain processes
that have a complete mechanistic explanation. So the power attributed to
matter by emergent dualism amounts to this: when suitably configured, it
generates a field of consciousness that is able to function teleologicaliy
and to exercise libertarian free will, and the field of consciousness in turn
modifies and directs the functioning of the physical brain. At this point, it
must be admitted, the tension between the apparently mechanistic character of the physical basis of mind and the irreducibly teleological nature
of the mind itself becomes pretty severe, and the siren song of Cartesian
dualism once again echoes in our ears.
(The Emergent Self, p.195)
Free Will and Agency
Hasker analyzes the problem of free will and concludes that
determinism is very likely not the case. Indeed, determinism is an emergent property of large numbers of particles treated statistically.
Empirically speaking, there is not much of a case for determinism. The only direct empirical evidence for determinism is
the existence of consistent, reliable, and accurate predictions
of individual events.1 In some fields of science we do have such predictions to a remarkable degree, but in others they are conspicuously absent.
To be sure, the failure of prediction in many areas of science can be explained in ways that are consistent with an underlying determinism. Perhaps the causal factors involved are simply too complex for our analysis - or (as chaos theory has shown) long-range outcomes may depend with
incredible sensitivity on minute (and undetectable) differences in initial
conditions. And the indeterminism of quantum mechanics, even if it is ultimate and not merely apparent, can in many contexts be ignored as
making no difference to the behavior of macroscopic objects.
So deterministic theories can be maintained in the absence of reliable,
accurate, predictions — but why should they be maintained? Why not
admit that determinism just does not apply to certain aspects of the world.
1 It should be noted that statistical predictions afford no evidence at all for determinism, though they are sometimes fallaciously adduced as such. As the theory of
probability shows, it is often possible to make statistical predictions even if we assume
that the individual events are entirely random in their occurrence.
(The Emergent Self, p.81)
Hasker criticizes
Harry Frankfurt's attempt to deny the existence of
alternative possibilities for action.
I will proceed, then, on the assumption that we do have free will in
the libertarian sense, and that the principle of alternative possibilities is
intact. Our concern in this section and the next will be with the other,
perhaps even more difficult, part of the free will problem: the task of giving an illuminating positive characterization of the nature of the act of free
choice.
For the libertarian will always have to confront the compatibilist's
contention that chance and randomness are even more inimical to freedom
and responsibility than is causal determination. As Hume explained (and
his argument has been echoed ever since): "Actions are, by their very nature, temporary and perishing; and where they proceed not from some
cause in the character and disposition of the person who performed them,
they can neither redound to his honour, if good; nor infamy, if evil."
The challenge for the libertarian is to explain how free actions are praiseworthy or blameworthy even though they lack a sufficient cause, whether
in the agent's character or elsewhere.
(The Emergent Self, p.94)
Hasker then discusses the
two-stage models of free will developed in the 1970's by
Daniel Dennett and
Robert Kane. He begins with Dennett:
In approaching this problem, we shall look for help to an unexpected
source, namely Daniel Dennett's essay "On Giving Libertarians What
They Say They Want." In this essay Dennett sketches out, though he
does not fully endorse, a strategy for explaining libertarian free will. Following a suggestion from David Wiggins, he undertakes to show that an
action might be "random" in the sense of causally undetermined, without
being random in the sense of pointless or arbitrary.
(The Emergent Self, p.94)
Note that this argument had been made by
Karl Popper in 1977, who said "A choice process may be a selection process, and the selection may be from some repertoire of random events, without being random in its turn. This seems to me to offer a promising solution to one of our most vexing problems, and one by
downward causation."
The reason Dennett is an "unexpected source" is that Dennett is the very model of a compatibilist and determinist (with the exception that he does not deny
moral responsibility, as do most determinists). Hasker is concerned that Dennett as a source of a libertarian free will model might motivate questions about its adequacy. He says:
I am suggesting that libertarians
should ask themselves, "With Dennett for our friend, why do we need enemies?" Dennett's contributions to the philosophy of mind are numerous
and impressive, but few of his doctrines are such as to be welcomed enthusiastically by libertarians — indeed, he has become known as an outstanding contemporary advocate of compatibilism. Surely a proposal for
understanding libertarianism which is acceptable (or nearly acceptable) to
Dennett requires the most careful scrutiny?
(The Emergent Self, p.97)
Hasker then turns to Kane's 1984 work. Kane says he developed his two-stage model earlier than Dennett, but actually this is because both Dennett and Kane knew of some earlier models (besides Wiggins' suggestion, they include
Henri Poincaré,
Jacques Hadamard,
Arthur Holly Compton, and
Popper).
As we've noted, Dennett does not fully endorse this model, but he does
feel it has impressive merits. Rather than linger over these, however, I
wish to call attention to a striking fact: Dennett's model for free will coincides, in its most important features, with that proposed in one of the best
and most insightful books of recent years advocating libertarian free will.
I am referring to Robert Kane's Free Will and Values. In virtue of this
similarity, I shall refer to their common doctrine as DK-libertarianism.
One nontrivial difficulty for DK-libertarianism is that it requires one to
postulate within the brain a process by which quantum-level indeterminacy
is amplified to produce macroscopic effects. While this notion has seemed
attractive to many, the general trend of brain science seems to be unfavorable to it, though the issue is not yet closed. So this assumption clearly represents a significant empirical burden for DK-libertarianism to carry.
Quite apart from this, the theory is hardly without difficulties. Kane
observes that some libertarians will find his theory inadequate because it
does not permit "total rational control" for the free agent. It is clear
enough what he has in mind. Consider a situation in which one comes to
make a decision in which the reasons on both sides are about equally balanced, so that neither set of reasons necessitates a particular outcome. The
decision actually made, in this case, is the product of chance — of the internal "randomizing device" about which we learned from Dennett. Is the
outcome then merely the result of chance?
No, because the range of possibilities available to one — the fact that these choices, and no others, are the
"live options" in the situation — is itself a consequence of the reasons one
has, and thus of the underlying values which are a stable part of one's personality. But why are these particular reasons, and values, part of the
choice situation? One could, given sufficient knowledge, trace the causal
history of those values and reasons in one's brain and nervous system. But
somewhere back along the line, one comes upon another chance event —
either the chance involved in the fact that these reasons, and not others,
occurred to one, or the chance determination of some previous actions
which led to those particular values becoming reinforced as a part of one's
personality. And so on. When we complain about randomness, we are
given (partial) causal determination by reasons. When we ask about the
origin of the reasons, we are referred back to prior chance events, occurring of course within the context of reasons which were efficacious at that
previous time. What we have, then, is an alternation of causal necessitation and chance; what we never get, is a person making a decision in what
a libertarian will take to be the ordinary sense of those terms.
I believe, in fact, that the strategy of DK-libertarianism at this point is
basically a compatibilist strategy. The compatibilist recognizes that
straightforward determination of actions by external causes negates freedom and responsibility. His answer to this is to display the causal chains
as interwoven, in subtle and complex ways, with the inner life of the
agent. Similarly, the DK-libertarian recognizes that straightforward determination either by sufficient causation or by chance is inimical to freedom and responsibility. And the response is similar: the causation and
the randomness are shown as being interwoven in complex ways with the
agent's inner life, with the chance events actually occurring within the
agent's nervous system. I shall not debate at length the merits of these
strategies. Rather, I shall content myself with pointing out that libertarians consistently reject such a strategy as followed by compatibilists, and
if so they should reject it also when put forward by DK-libertarians.
But what then? If free will can be explicated neither by causal necessitation, nor by chance, nor by any combination of the two however subtle,
then how are we to explicate this crucial notion?
(The Emergent Self, p.98-99)
Hasker is right that a subtle combination of causality and chance is what is needed in a plausible two-stage model of libertarian free will. The model depends on
where indeterminism fits. Most
two-stage_models of free will locate
indeterminism in the early deliberative stage, in order to generate
alternative possibilities that are not
pre-determined. The reason that Dennett did not endorse his model is because he is a determinist.
The other place that indeterminism might be involved is in the decision itself. This would
make the decision random, except for Kane's defense of his "torn decisions." Kane's "torn decisions" are often between a moral choice and an expedient choice. These are the kinds of decisions that Aristotle thought of as character building and Kane calls "Self-Forming Actions" or SFAs. When this is a moral decision, Kane makes it the basis for his SFAs that provide "ultimate responsibility" (UR).
Hasker is right to think compatibilists might like this model, because the normal causal factors of the decision are the agent's motives, reasons, desires, etc. as compatibilists insist. In these cases, the decision can be described as "
self-determination." But the decision is not
pre-determined from the "fixed past" moments before the generation of alternative possibilities and their deliberation and evaluation begins. Note that the agent can refuse to decide on the basis of possibilities generated so far and can go back to generate more, time permitting.
While Hasker regards the soul as an "emergent" substance, he says that it is dependent upon the body from which it emerges for its existence. And he is an advocate for "Open Theism." The omniscience of God does not extend to things in the future that have not yet happened.