The Issue: Does
the
Constitution protect the right of privacy? If so, what aspects of
privacy receive protection?
Introduction
The U. S.
Constitution contains no express right to privacy. The Bill of
Rights, however, reflects the concern of James Madison and other
framers for protecting specific aspects of privacy, such as the privacy
of beliefs (1st Amendment), privacy of the home against demands that it
be used to house soldiers (3rd Amendment), privacy of the person and
possessions as against unreasonable searches (4th Amendment), and the
5th Amendment's privilege against self-incrimination, which provides
protection for the privacy of personal information. In
addition, the Ninth Amendment states that the "enumeration of certain
rights" in the Bill of Rights "shall not be construed to deny or
disparage other rights retained by the people." The meaning of
the Ninth Amendment is elusive, but some persons (including Justice
Goldberg in his Griswold
concurrence) have interpreted the Ninth Amendment as justification for
broadly reading the Bill of Rights to protect privacy in ways not
specifically provided in the first eight amendments.
The question of whether the Constitution protects privacy in ways not
expressly provided in the Bill of Rights is controversial. Many
originalists, including most famously Judge Robert Bork in his
ill-fated Supreme Court confirmation hearings, have argued that no such
general right of privacy exists. The Supreme Court, however,
beginning as early as 1923 and continuing through its recent decisions,
has broadly read the "liberty" guarantee of the Fourteenth Amendment to
guarantee a fairly broad right of privacy that has come to encompass
decisions about child rearing, procreation, marriage, and termination
of medical treatment. Polls show most Americans support
this broader reading of the Constitution.
The Supreme Court, in two decisions in the 1920s, read the Fourteenth
Amendment's liberty clause to prohibit states from interfering with the
private decisions of educators and parents to shape the education of
children. In Meyer v Nebraska
(1923), the Supreme Court struck
down a state law that prohibited the teaching of German and other
foreign languages to children until the ninth grade. The state
argued that foreign languages could lead to
inculcating in students "ideas and sentiments
foreign to the best interests of this country." The Court,
however, in a 7 to 2 decision written by Justice McReynolds concluded
that the state failed to show a compelling need to infringe upon the
rights of parents and teachers to decide what course of education is
best for young students. Justice McReynolds wrote:
"While
this court has not attempted to define with exactness the
liberty thus guaranteed, the term has received much consideration and
some of the included things have been definitely stated. Without doubt,
it denotes not merely freedom from bodily restraint but also the right
of the individual to contract, to engage in any of the common
occupations of life, to acquire useful knowledge, to marry, establish a
home and bring up children, to worship God according to the dictates of
his own conscience, and generally to enjoy those privileges long
recognized at common law as essential to the orderly pursuit of
happiness by free men."
Two years late, in Pierce v Society of Sisters, the
Court applied the principles of Meyer
to strike down an Oregon law that compelled all children to attend
public schools, a law that would have effectively closed all parochial
schools in the state.
The privacy doctrine of the 1920s gained renewed life in the Warren
Court of the 1960s when, in Griswold
v Connecticut (1965), the Court struck down a state law
prohibiting the possession, sale, and distribution of contraceptives to
married couples. Different justifications were offered for the
conclusion, ranging from Court's opinion by Justice Douglas that saw
the "penumbras" and "emanations" of various Bill of Rights guarantees
as creating "a zone of privacy," to Justice Goldberg's partial reliance
on the Ninth Amendment's reference to "other rights retained by the
people," to Justice Harlan's decision arguing that the Fourteenth
Amendment's liberty clause forbade the state from engaging in conduct
(such as search of marital bedrooms for evidence of illicit
contraceptives) that was inconsistent with a government based "on the
concept of ordered liberty."
In 1969, the Court unanimously concluded that the right of privacy
protected an individual's right to possess and view pornography
(including pornography that might be the basis for a criminal
prosecution against its manufacturer or distributor) in his own
home. Drawing support for the Court's decision from both the
First and Fourth Amendments, Justice Marshall wrote in Stanley v Georgia:
"Whatever
may be the justifications for other
statutes regulating obscenity, we do not think they reach into the
privacy
of one's own home. If the First Amendment means anything, it means that
a State has no business telling a man, sitting alone in his own house,
what books he may read or what films he may watch. Our whole
constitutional
heritage rebels at the thought of giving government the power to
control
men's minds."
The Burger Court extended the
right of privacy to include a woman's right to have an abortion in Roe v Wade (1972), but thereafter
resisted several invitations to expand the right. Kelley v Johnson (1976), in which
the Court upheld a grooming regulation for police officers, illustrates
the trend toward limiting the scope of the "zone of privacy." (The
Court left open, however, the question of whether government could
apply a grooming law to members of the general public, who it assumed
would have some sort of liberty interest in matters of personal
appearance.) Some state
courts, however, were not so reluctant about pushing the zone of
privacy to new frontiers. The Alaska Supreme Court
went as far in the direction of protecting privacy rights as any
state. In Ravin v State
(1975), drawing on cases such as Stanley
and Griswold but also basing
its decision on the more generous protection of the Alaska
Constitution's privacy protections, the Alaska Supreme Court found
constitutional protection for the right of a citizen to possess and use
small quantities of marijuana in his own home.
The Supreme Court said in
the 1977 case of Moore v. East Cleveland that "the
Constitution
protects the sanctity of the family precisely because the institution
of
the family is deeply rooted in the Nation's history and
tradition."
Moore found privacy protection for an extended family's choice of
living arrangements, striking down a housing ordinance that prohibited
a grandmother from living together with her two grandsons.
Writing for the Court, Justice Powell said, "The choice of relatives in
this degree of kinship to live together may not lightly be denied by
the state."
In more recent decades, the Court recognized in Cruzan v Missouri Department of
Health (1990) that individuals have a liberty interest that includes
the right to make decisions to terminate life-prolonging medical
treatments (although the Court accepted that states can impose certain
conditions on the exercise of that right). In 2003, in Lawrence v Texas, the Supreme
Court, overruling an earlier decision, found that Texas violated the
liberty clause of two gay men when it enforced against them a state law
prohibiting homosexual sodomy. Writing for the Court in Lawrence, Justice Kennedy
reaffirmed in broad terms the Constitution's protection for privacy:
"These matters, involving the most
intimate and personal choices a
person may make in a lifetime, choices central to personal dignity and
autonomy, are central to the liberty protected by the Fourteenth
Amendment.
At the heart of liberty is the right to define one’s own concept of
existence,
of meaning, of the universe, and of the mystery of human life....The petitioners are entitled to
respect for their private lives. The
State
cannot demean their existence or control
their destiny by making their private sexual conduct a crime. Their
right to liberty under the Due Process Clause gives them the full right
to engage in their conduct without intervention of the government. 'It
is a promise of the Constitution that there is a realm of personal
liberty
which the government may not enter.'”
One question that the Court has wrestled with through its privacy
decisions is how strong of an interest states must demonstrate to
overcome claims by individuals that they have invaded a protected
liberty interest. Earlier decisions such as Griswold and Roe suggested that states must show
a compelling interest and narrowly tailored means when they have
burdened fundamental privacy rights, but later cases such as Cruzan and Lawrence have suggested the burden
on states is not so high.
The future of privacy protection remains an open question.
Justices Scalia and Thomas, for example, are not inclined to
protect privacy beyond those cases raising claims based on specific
Bill of Rights guarantees. The public, however, wants a
Constitution that fills privacy gaps and prevents an overreaching
Congress from telling the American people who they must marry, how many
children they can have, or when they must go to bed. The best bet
is that the Court will continue to recognize protection for a general
right of privacy.
Cases
Meyer v Nebraska (1923)
Griswold
v Connecticut (1965)
Stanley
v Georgia (1969)
Ravin
v State (1975)
Kelley v Johnson (1976)
Moore
v East Cleveland (1977)
Cruzan
v. Missouri Dep't. of Health (1990)
Lawrence
v Texas (2003)
Estelle Griswold, of the
Planned Parenthood League, whose lawsuit led to the invalidation of a
state law banning contraceptives.
Bill of Rights
(and 14th Amendment) Provisions Relating to the Right of Privacy
Amendment I
(Privacy of Beliefs)
Congress
shall make no law
respecting an establishment of
religion, or prohibiting the free exercise thereof; or abridging the
freedom
of speech, or of the press; or the right of the people peaceably to
assemble,
and to petition the Government for a redress of grievances.
Amendment III
(Privacy of the Home)
No Soldier shall, in time
of peace
be quartered in any house,
without the consent of the Owner, nor in time of war, but in a manner
to
be prescribed by law.
Amendment
IV
(Privacy of the Person and Possessions)
The right of the people to be
secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures, shall
not be violated, and no Warrants shall issue, but upon probable cause,
supported by Oath or affirmation, and particularly describing the place
to be searched, and the persons or things to be seized.
Amendment
IX
(More General Protection for Privacy?)
The enumeration in the
Constitution, of certain rights, shall
not be construed to deny or disparage others retained by the people.
Liberty Clause of the
Fourteenth Amendment
No State shall... deprive any person of life, liberty, or property,
without
due process of law.
Tyron Garner and John
Lawrence (with their attorney), the gay men
who successfully challenged Texas's sodomy law.
Questions
1. Assuming
that there exists a general right of privacy, what sort of conduct to
you think lies at its very center? What sort of conduct lies at
its periphery? What sort of conduct should be considered outside
of the protection of a reasonably interpreted right of privacy?
2. Is there a stronger basis in the Constitution for protecting
personal privacy rights as opposed to personal economic rights, such as
the liberty of contract recognized in
Lochner
v New York?
3. When the state burdens an important privacy right, what sort
of justification should the state have to make to sustain its
regulation? What arguments would be likely to convince the U. S.
Supreme Court (unlike the Alaska Supreme Court) that the Constitution
protects the right to possess obscene materials but not marijuana or
other drugs?
4. Some state constitutions provide express protection for
privacy. Would you favor including such a provision in your
state's constitution? What wording would you suggest for a
constitutional amendment protecting privacy?
5. The Constitution has been interpreted to protect the right to
marry, as well as the right to live a homosexual lifestyle.
Should it also be interpreted to protect the right of homosexuals to
marry?
6. Are a person's choices with respect to personal appearance
protected by the Constitution? Should the Constitution protect
the right of students or police officers to wear their hair in any
style they see fit? Why or why not? Would a tax on beards,
such as the one adopted by Peter the Great, be constitutional?
7. The choice of a woman to have an abortion was found in
Roe v Wade to be the sort of
fundamental personal decision deserving privacy protection under the
Fourteenth Amendment's liberty clause. In what respects is
abortion a private matter, and in what respects might it not be?
If you don't believe that the Constitution protects the decision to
have an abortion, do you believe that it would prevent the
government from
forcing a
woman to have an abortion and, if it would, what is the constitutional
basis for that protection?
Further Reading
The most frequently
quoted statement by a Supreme Court justice on the subject of privacy
comes in Justice Brandeis's dissent in Olmstead v. U. S. (1928):
"The makers of our Constitution understood the need
to secure conditions favorable to the pursuit of happiness, and the
protections guaranteed by this are much broader in scope, and include
the right to life and an inviolate personality -- the right to be left
alone -- the most comprehensive of rights and the right most valued by
civilized men. The principle underlying the Fourth and Fifth Amendments
is protection against invasions of the sanctities of a man's home and
privacies of life. This is a recognition of the significance of man's
spiritual nature, his feelings, and his intellect."