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XML : Java Glossary

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xml logo XML
The primary function of XML (extensible Markup Language) is to consume RAM (Random Access Memory) and datacommunication bandwidth. Presumably it was promoted to its current frenzy by companies who sell either RAM or bandwidth. Others promoting it have patents they hope to spring on the public once it is entrenched. XML is the biggest con game going in computers. You probably guessed, I am known for my rabid dislike of XML. menu

The Basics

XML is a W3C (World Wide Web Consortium) proposed recommendation. Like HTML (Hypertext Markup Language), XML is based on SGML (Standard Generalised Markup Language), an International Standard ( ISO (International Standards Organisation) 8879) for creating markup languages. However, while HTML is a single SGML document type, with a fixed set of element type names (aka tag names), XML is a simplified profile of SGML : you can use it to define many different document types, each of which uses its own element type names (instead of HTML ’s html, body, h1, ol, etc.). For example, in XML, [フレーム] Fields that there can be only zero or one of are usually specified as attributes e.g. unit= box. Fields that there can be many of are enclosed in tags called elements e.g. <item>…</item> e.g. Just like HTML, comments begin with <!-- and end with -->. You can abbreviate <mytag myattrib=something></mytag> as <mytag myattrib=something />.

XML was designed to make it easy to write a parser. I think this was an unfortunate decision. Only a handful of people in the world will ever write an XML parser, but hundreds of thousands have to compose XML . They should have designed it to be easy and terse to write. For example, its mandatory quotes around each field are there solely for the convenience of the parser writer. The tag names in the </mytag;> are redundant and should be optional. They are not needed at all in XML designed solely for machine consumption. Even in human-read XML, they add nothing on the innermost nest on a single line.

Naming

Pretty well any character is legal in an element or attribute name. You can use upper or lower case, accented letters, digits or punctuation. _ is good for separating words. You may not use a space. It is considered poor style to use -, . and :. Names cannot start with a number or punctuation or with the letters xml (in any case). Names are case-sensitive.

Encoding

UTF-8 is the default encoding, but unfortunately the encoding could be any ruddy encoding ever invented. Using other encodings destroys XML as an interchange format. Don’t do it!

<?xml version="1.0" encoding="UTF-8" ?>
<!-- explicit encoding specification -->
<!-- The space before the ?> is optional -->

Schemas

You describe your little XML subgrammar by writing a DTD (Document Type Definition) file. Optionally, you can include the DTD inline inside your XML file. There are other more elaborate schema grammars including RELAX NG, Schematron, XSD and various other schemas. I like XSD (XML Scheme Definition) s the best.

Validation

Each schema has its corresponding technique for validating an XML file that the syntax is valid. If you use a DTD , here:

[フレーム]

Parsing

There are two popular parsing techniques, SAX (Simple API for XML), which hands you each field as it parses and W3C DOM (Document Object Model) tree which creates a complete parse tree you can prune and repeatedly scan.

I personally detest XML, however, it has caught on like a cocaine wave. It must have some redeeming features.

XML Benefits

  • XML is the latest fad. Almost every program is learning to import and export data in XML format, which makes it a lot easier to glue programs created by different people together.
  • It unifies the grammar of thousands of little files so that you don’t have to learn the syntax quirks of each one.
  • It is relatively easy to whip up a DTD to describe an XML grammar for some little data file. That DTD is all you need to generate a parser.
  • The XML files can be viewed or composed by humans using a text editor.
  • XML is about as simple a grammar as you can get.
  • XML can work with almost any 8-bit or 16-bit character set.
  • XML is good at handling hierarchical data.
  • You can have Pick OS-like data, with arbitrarily long fields and arbitrarily repeated fields.
  • XML is platform independent. It has no big-little endian problems.
  • It is possible to parse XML without writing a DTD. This process presumes the XML file is perfectly formed.
  • XML search engines can take into account the tag context, e.g. Washington inside tag <state>, <president>, <mountain>, <moviestar>. An XML search engine can show you want tags in found and let you choose the relevant ones.
  • XML settles on Unicode character encoding to allow transmitting data in any language, though it does require clumsy entity encoding/decoding.
  • A program does not need to understand the entire structure of a file. It can just pick out the tags of interest. This means new tags can be easily added without disturbing existing software that uses the file.

XML Drawbacks

xml logo
  • XML is incredibly fluffy and repetitive. It wastes bandwidth in transmission. You must compress it. Happily, ZIP-style compression works very well on XML. Unfortunately, you have to fluff it back up to process it, wasting RAM with unprecedented abandon. In practice no one does compress it.
  • It takes up huge amounts of RAM and disk space to store it.
  • The DOM parse tree considers every space significant, even spaces between tags, even spaces for indenting, even trailing spaces on a line, even double spaces embedded in data.
  • There is no mechanism to describe the types of the data. To XML, everything is a string. There is no way to specify a field must be numeric, that in needs two decimal places, that it must represent a date in some range, that it must not have accented letters, that it be restricted to certain punctuation, or be one of a certain set of legal values. There are scores of tack-ons trying to fix this and other shortcomings turning the simple XML into a tower of Babel.
  • You can’t use the XML files directly, they need to be parsed first. Perhaps some day there will be pre-parsed, compact, computer-friendly versions of XML . I have heard rumour such a beast called XMLC (extensible Markup Language Compiler) has been proposed.
  • It uses HTML ’s fluffy system of entities such as &nbsp;
  • There are a raft of recommendations surrounding XML , such as XPath, XPointer, XSL (extensible Stylesheet Language), CSS (Cascading Style Sheets) , XLink and so forth. In the pipeline are XHTML (extensible Hypertext Markup Language) , Metadata and Namespaces and a Schema system. XML is fast becoming very complicated because it is not really standalone. You need added extras to make it usable. Competing standards will have to fight it out. The #1 reason XML caught on was its raging-idiot simplicity. Now it has not even that advantage.
  • XML advocates say Memory is cheap and bandwidth is cheap, so what the hell, let’s squander it. However, this is not true with handhelds. Memory consumes battery power, the main limit today of handheld capabilities. Bandwidth consumes radio air time and battery time. We are running out of broadcast frequencies. You can’t manufacture more of them once the channels are filled, just use them more efficiently. Further, the delays caused by bloated XML packets consume precious people time and frustrate the heck out of users completely needlessly.
  • In an Applet or a hand held device, memory for data and code is at a premium. You normally carefully massage the data offline to be as predigested and as compact as possible, e.g. Serialized Objects. As well as being fat, XML needs considerable processing before it can be used. This consumes RAM for both data and code and battery power to do the massaging.
  • There is no standard way to compress XML . You can use ZIP which is very CPU (Central Processing Unit) and ram heavy. You can use WBXML (Wireless Binary extensible Markup Language) . The problem is on receipt, it is fluffed back up to regular XML then parsed, so it is has even more parsing overhead that regular XML. There are other compressed formats ASN-1 and WML (Website Meta Language). In practice most XML gets sent in its outrageously fluffy default form. People think XML files are always tiny little 1K configuration files and so why worry. The point is once a format gets established, it gets used for all sorts of things the originators would never have dreamed of, like 3 gig image files. ASN.1 (Abstract Syntax Notation 1) schemas now can be used to validate XML files. XML files with XML schemas can be automatically converted to ASN.1 . ASN.1 files can be decoded 100 times faster than XML. I think it is time to start thinking of using ASN.1 instead of XML for large files, or for when they must me transported over the wire.
  • There is sort of mania to convert everything to XML , even things for which it is only marginally well-suited.
    This obsession of XMLing everything (build scripts, database mapping, setup & configuration,… etc.) without proper GUI (Graphic User Interface) tools to intelligently and efficiently edit and maintain such data contradicts the very fundamental rôle of the programmers’ profession.
    ~ Hani Hammami
  • You pay for forcing all data into the XML mould in the circumlocutions necessary to say everything in XML, e.g. about 8 lines of code to conditionally copy a file in ANT (A Neat Tool) with XML.
  • XML assumes all data in the universe come in the form of a tree. XML becomes a Procrustean bed if the data are not tree-structured.
  • XML DTD uses a ugly syntax with gratuitous punctuation. #IMPLIED really means optional. #PCDATA means string, CDATA (Character DATA) means literal string, <!ATTLIST means attributes.
  • There are no standard tag names for XML . Everyone still codes postal addresses differently which means data exchange still requires custom coding. RDF (Resource Development Framework) ontologies address this problem.
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    Book referral for Definitive XML Schema, 2nd Edition
    [画像:book cover] recommend book⇒Definitive XML Schema, 2nd Editionto book home
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    Most of the competition were written a decade earlier. This book covers the XSD schema for XML. XSD over that decade gradually became more and more capable at data validation.
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Using XML to transmit data is the analog of insisting that all code be passed around as triple spaced Java source files, with added dummy comments, rather than as binary byte code. There is no guarantee a source file is even syntactically correct. It is impossible to create a syntactically incorrect byte code file. Byte code files can be processed without time-consuming parsing. In byte code, repeating strings are naturally specified only once. XML, as it stands, suffers from all those analogous drawbacks and more.

What Should Replace XML ?

The characteristics include:
  • It needs to be a binary format for compactness. Files have to both be transmitted and stored. Size does matter. Smaller is better. People think in terms of one page XML files, but they potentially could be gigabytes long. If XML becomes an established interchange format we will pay for the slop in XML trillions of times over. It is not good enough to say XML files will always be stored in compressed form. In my experience in practice XML files are never compressed. Files should be both compact and quick to process. XML as it stands is neither.
  • It needs to be a binary format to ensure correctness. Human readable formats tempt people to manually compose documents that are almost syntactically correct, e.g. HTML. This is too sloppy for an interchange format. Consider how much better chance you have of getting a working program first time if someone sends you java byte code rather than Java source that may not even compile.
  • It needs to be computer-friendly so that a program can rapidly find the data it wants without having to parse for delimiters of various flavours. If people want to examine the file detail for debugging, let them use a binary reader/editor. You could use counted strings rather than delimited strings and use integers to encode the field types so they can be used directly as table indexes. I would not go quite so far is to ask for a serialized tree of nodes, but push for a representation that can rapidly be turned into one.
  • For giant files, the representation should not have substantially more overhead than the raw binary. There need to be ways of efficiently expressing repeating patterns. For example, there is no need for delimiters for fixed length data. There is no need for individual field identifiers for standard groupings of fields. You want to push as much as possible of the file format description into the descriptor file, out of the data file. The descriptor file need be transmitted only once. The data file will typically be transmitted again and again. There is no need to make the format simple, just compact and fast to process. All you need is a simple programmer’s interface to it. Only a handful of programmers ever need concern themselves with its inner structure.
  • XML currently only allows for hierarchical trees of data. There are one or two other types of data out there in the world, (e.g. tables, relations, references, graphs) A universal interchange format should be a little more flexible. If it is worth doing, it is worth doing right. Obviously the format can’t be expected to handle every conceivable data structure and obsolete every specialised interchange format ever devised. However, XML is talking big about becoming universal and should deliver. It can’t even handle ordinary business data which is typically relational not strictly hierarchical.
  • One possible example of the sort of inner structure I am thinking of is my HTML compactor project.
  • The other thing it needs is in the DTD some information about the allowed data types, there need to be the usual bounded ints, IEEE (Institute of Electrical & Electronics Engineers) floats, IEEE doubles, 8-bit encoded strings in some reasonably small number of character sets, with maximum and minimum lengths, as well as a variety of business types, such as zip, zip+4, state, country, Canusan phone, international phone, date, time, credit card number, latitude, longitude, etc. When someone is handing you data you need to know how clean it is. You need to know ahead of time the minimum and maximum enforced limits on various field sizes.
  • Ideally the new binary format, or a variant of it would also handle the function HTML does now. This would, in a stroke, give four benefits:
    1. Much more compact transmissions, which means much faster transmissions and lighter loaded servers.
    2. No more syntax errors. In the process of converting to binary format all syntax would either have to be manually or automatically corrected. This means the browser no longer has to deal with both the official standard and also all the common variant errors that people type. This means pages would always render properly. As it is, pages render properly only in the browser used by the author which forgives his particular errors. The binary protocol effectively blocks human HTML coding errors from getting out on the net.
    3. Faster rendering since the data would arrive already preparsed. The browser would know for example how big tables are before it had finished reading the entire file and so could start rendering the top part of the document accurately immediately.
    4. Consider the total dollars invested in equipment in the world to transmit HTML, including servers, satellite links, fibre optic links, cable connections… In a stroke, you would double the capacity of that equipment to deliver HTML, simply by switching to a binary delivery format.

One possible candidate for the XML replacement job is the Java serialized object format. It can handle just about any data structure imaginable. It is platform independent. It has a simple DTD — Java source code for the corresponding class. Some claim it is Java-only. Not so. It is no more difficult for C++ to parse than any other similar newly concocted protocol. It is not tied to any hardware or OS (Operating System). It is just that Java has a head start implementing it. Java can implement it with no extra overhead.

There have been some efforts made to patch up the shortcomings of XML, in fact there are dozens of them. XML is no longer simple any more. It is raggedy patchwork quilt. People were sucked in by the initial simplicity, then discovered that it was not really all that useful in its simple form. Schema was added to allow specifying types (but still only permitting strings). Yes we need a standard interchange format, but XML was only a back of the envelope stab at it. XML was destined to fail since it totally ignored so many factors in coming up with a good design.

One such effort is VTD (Virtual Token Descriptor). A VTD record is a 64-bit integer that encodes the starting offset, length, type and nesting depth of a token in an XML document. Because VTD records don’t contain data fields, they work alongside of the original XML document, which is maintained intact in memory by the processing model.

Due to the stupidity, duplicity and/or greed of those promoting XML, we will likely be stuck with some committee-patched variant of it forever — something that will make even HTML look clean. We need a common data interchange format, but not so inept.

DTD

You need to compose a DTD file that describes the format of the XML file. The <!ELEMENT statement is used to list the various tags you will use and which tags may be used inside which tags and how often and in which order. The <!ATTLIST statement is used to list the various attributes (mandatory and optional) of each tag. The <!ENTITY statement lets you make up you own abbreviations.

Here is a simple example:

DTD :

<!ELEMENT square EMPTY>
<!ATTLIST square width CDATA 0>
The CDATA means the value of the field is a string.

XML :

<square width=100></square>

Schema

A schema is a document that describes what constitutes a legitimate XML document. It might be very generic, describing all XML documents, or some particular class of XML documents, say ones describing an invoice for the XYZ company. The original XML schema was called DTD, borrowed from the HTML people. It was clumsy and did not allow very tight specification. It basically just let you specify the names of the tags and attributes. Since then there have been several other flavours of schema: RELAX NG, Schematron and a new one from W3C called XML schema. DTD s look nothing like XML itself. XML Schema is itself a flavour of XML . XML Schema is a major advance over DTD . It is described in three documents: Primer, Structures and Data Types. It can define datatypes, ranges, enumerator, dates, complex datatypes to much more rigidly specify what constitutes a valid XML file. In English, entity means a thing with a distinct independent existence. It is as meaningful as thingamajig. Had it been my choice, I would have called them stand-ins, locums or deputies.

Handling Awkward Characters, XML Entities

XML has a similar problem to HTML with reserved characters. What if < incidentally appears in your data? It would be look like the beginning of some </end> tag. There is only one truly awkward character, namely < and you deal with it the same way you do in HTML, by encoding it as an entity reference, namely &lt;. (They are not called entities in XML since that term is already taken to mean a group of data.)

HTML has scores of entities whereas XML has only five:

< ( &lt; ), & ( &amp; ), > ( &gt; ), " ( &quot; ), ' ( &apos; ).
All of the entity references are optional except for &lt; and &amp;

But what about awkward non-ASCII characters such as é and Ω and ? There are six ways around the restriction that XML does not support the full set of HTML character entity references.

  1. If you use UTF-8 encoding, you can use any Unicode characters plain without entification.
  2. If you use an 8-bit encoding such as ISO-8859-1, you can stick to just 256 characters defined in that encoding.
  3. You could use decimal NCE (Numeric Character Entities) e.g. &#8364; for the euro sign . Values of numeric character references are interpreted as Unicode characters — no matter what encoding you use for your document. To be perverse, you could use decimal numeric entity references or the basic entity references i.e.
    < ( &#60; ), & ( &#38; ), > ( &#62; ), " ( &#34; ), ' ( &#39; ).
  4. You could write a DTD to create the additional alphabetic character entities references you need, e.g. &euro;
  5. You could use hexadecimal NCEs (Numeric Character Entitieses) . Again the values of numeric character references are interpreted as Unicode characters — no matter what encoding you use for your document, e.g. &#xa9 for ©. These are only sporadically supported.
  6. If you take a depraved pleasure in deformity, you could use the CDATA sandwich. Place pretty well whatever data you want, including raw (un-entified) <, > and &, within in a bizarre sandwich of characters namely: <![ CDATA [ … ]]>

    e.g. <caption><![ CDATA [Rah! <><><> Rah! & all that.]]> </caption>

Handling awkward characters is a concern if:
  • You compose XML by hand with a text editor.
  • You are developing code and read XML files directly.
  • You write code to generate XML directly without using any sort of XML package.
Otherwise, the XML package will transparently handle awkward characters for you both on writing and reading, so you can forget about them.

UTF-8 files using the basic five character-entity encodings, or ISO-8859-1, with the basic five character entities (possibly excluding &apos;) plus decimal NCE s, will create the files easiest to read and compose manually, XML ’s saving grace.

Nearly all XML documents now use UTF-8 encoding, so the usual way to handle awkward characters is to code them with a UTF-8-aware text editor as ordinary characters. That leaves you with only < > " and & to worry about.

Quoting

You must enclose parameters in either " or '. If the attribute value itself contains "s, you must enclose the parameter value in '. If the attribute value itself contains 's, you must enclose it in ". What do you do if a string contains both " and '? You must use the entity &quote; for embedded " and surround the string in "s, e. g.:
<album title="Sergeant Pepper’s Lonely Hearts Club Band">
<album title='The Wall'>
<album title="Peter’s &quot;Weird Songs&quot;">

Writing

There are a number of ways of writing XML .

  • For simple files just use println.
  • Use the DOM method to build a tree in memory then transform it into a text stream with javax.xml.parsers.DocumentBuilder javax.xml.parsers.DocumentBuilderFactory, javax.xml.transform.Transformer, javax.xml.transform.TransformerFactory, javax.xml.transform.dom.DOMSource.
  • Use XML serialization You won’t have to write much code, but you won’t have any control over precisely what the stream looks like.
  • use SAX to build a tree in memory then transform it into a text stream with org.apache.xml.serialize, org.xml.sax
  • Use JavaEE XMLStreamWriter.
  • Use a commercial code generator such as Liquid XML or Stylus XML tools.

XML Serialization

There is another form of serialization that produces XML instead of binary ObjectOutputStreams. It uses the java.beans.XMLEncoder class. It does not use the Serializable interface, but writes ordinary Objects that have JavaBean-style getter and setter methods and a no-arg constructor. It does not persist fields, but rather properties (in the Delphi sense, not System. setProperty), implemented with get/set. Basically it looks for all the get XXX methods and calls them and emits a stream of tags named after the properties. To reconstitute, XMLDecoder instantiates an Object of the class and calls the corresponding set XXX methods from the values in the XML stream. The source and target classes need not have matching code the way they do with true serialization. Most trouble using this features comes from thinking it behaves like ordinary serialization. They have almost nothing in common.

Tools

There are all kinds of tools for reading and writing XML. I am familiar with only a few of them. Please help me fill out this table.
XML Tools
XML Tool Comparison
Tool Advantages Disadvantages
Manual
  • A hand-written parser will run quickly
  • Writing XML by hand is conceptually simpler and faster than doing it with a tool.
  • Writing XML by hand gives you complete control over layout, headers, encoding etc.
  • Not feasible for all but the simplest files.
  • Hard to maintain.
DOM
  • You can navigate the tree in any way you please in any order.
  • Will not work for large files since the whole tree must reside in RAM.
  • Slow parsing.
SAX/StAX
  • Fast parsing.
  • You can represent the data with a different structure from the XML structure of the file.
  • Uses only a little RAM .
  • Must process sequentially.
JAXB (Java Api for XML data Binding)
  • Very little coding needed to read XML . JAXB generates most of the Java code for you from the schema. You deal with Java primitives and ordinary getters and setters.
  • Complicated to write XML files.
XPATH/XQUERY
  • You can avoid the low level details of navigating and specify a search query instead to find what you want.
  • Slow.

Books

Learning More

Oracle’s Miscellaneous documentation on XMLStreamWriter
Oracle’s Javadoc on Schema class : available:
Oracle’s Javadoc on SchemaFactory class : available:
Oracle’s Javadoc on Validator class : available:
Oracle’s Javadoc on XMLConstants class : available:
Oracle’s Javadoc on SAXParser class : available:
Oracle’s Javadoc on XMLEncoder class : available:
Oracle’s Javadoc on XMLStreamReader class : available:
AELfred
Altova XMLSpy
Ant: XML validator
ASN.1
binaphobia
Binary XML: unfortunately still in the it-would-be-a-good-idea stage
Castor
Caucho Resin
cooktop
Crimson
Digitally Signing XML
Digitally Signing XML documents
DOM
DOM 1 spec
DOMValidator
DTD attributes
DTD: a language for describing XML file layouts
Elliotte Rusty Harold’s XML online book
Fluffiness of various file formats: student project
HTML entities
IBM’s tutorial
IBM’s XML page
JAXB
JAXP: Oracle’s XML manipulating classes
JDOM
JNLP (Java Web Start’s XML configuration language)
JSON
JUntotal: a more compact XML alternative
Liquid XML: code generator to read/write XML given schema
Mistakes with XML
NotXMLProposal: SDL streamlined XML proposal
online XML validator
Oracle’s Fast Web Services Project
RDF
Reading XML with DOM
Reading XML with SAX
RefleX: (XSLT and XQuery)
RELAX NG: a language for describing XML file layouts
SAX
Schematron: an XML description and pattern finding language
Serialization
StAX
Stylus Autogen: figures out a schema from sample XML
Stylus Schema Editor
Stylus Studio
Stylus XML tools
TagSoup
UBDDL (a Yahoo group working to define a more efficient replacement for XML)
UDDI
VTD-XML: faster, more efficient XML parsing
W3 online XML validator: via URL
W3 XML standard: lawyerly document
W3 XML xinclude standard on includes: lawyerly document
W3Schools XML validator
W3schools: XML tutorials
Wattle XML editor and schema converter
Woodstox
Writing XML with a DOM: by myong
Writing XML with DOM
Writing XML with SAX
x->Jen
Xalan
Xerces
XHTML
XML 1.0 spec
XML Compactor
XML databases
XML inventors
XML Validator tools
XML.ORG
xmlfiles.com (has lots of examples and tutorials)
XMLFox: free Windows XSD/XML editor/validator
XMLGlobal has some tutorials and information
xmlns
XPath
XQuery
XSD: schema to describe XML, friendlier and more specific than DTD
XSLT
XTP
XUL
YAML

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