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1. Introduction

A partial index is an index over a subset of the rows of a table.

In ordinary indexes, there is exactly one entry in the index for every row in the table. In partial indexes, only some subset of the rows in the table have corresponding index entries. For example, a partial index might omit entries for which the column being indexed is NULL. When used judiciously, partial indexes can result in smaller database files and improvements in both query and write performance.

2. Creating Partial Indexes

Create a partial index by adding a WHERE clause to the end of an ordinary CREATE INDEX statement.

create-index-stmt:

CREATE UNIQUE INDEX IF NOT EXISTS schema-name . index-name ON table-name ( indexed-column ) , WHERE expr

expr:

literal-value bind-parameter schema-name . table-name . column-name unary-operator expr expr binary-operator expr function-name ( function-arguments ) filter-clause over-clause ( expr ) , CAST ( expr AS type-name ) expr COLLATE collation-name expr NOT LIKE GLOB REGEXP MATCH expr expr ESCAPE expr expr ISNULL NOTNULL NOT NULL expr IS NOT DISTINCT FROM expr expr NOT BETWEEN expr AND expr expr NOT IN ( select-stmt ) expr , schema-name . table-function ( expr ) table-name , NOT EXISTS ( select-stmt ) CASE expr WHEN expr THEN expr ELSE expr END raise-function

filter-clause:

FILTER ( WHERE expr )

function-arguments:

DISTINCT expr , * ORDER BY ordering-term ,

ordering-term:

expr COLLATE collation-name DESC ASC NULLS FIRST NULLS LAST

literal-value:

CURRENT_TIMESTAMP numeric-literal string-literal blob-literal NULL TRUE FALSE CURRENT_TIME CURRENT_DATE

over-clause:

OVER window-name ( base-window-name PARTITION BY expr , ORDER BY ordering-term , frame-spec )

frame-spec:

GROUPS BETWEEN UNBOUNDED PRECEDING AND UNBOUNDED FOLLOWING RANGE ROWS UNBOUNDED PRECEDING expr PRECEDING CURRENT ROW expr PRECEDING CURRENT ROW expr FOLLOWING expr PRECEDING CURRENT ROW expr FOLLOWING EXCLUDE CURRENT ROW EXCLUDE GROUP EXCLUDE TIES EXCLUDE NO OTHERS

ordering-term:

expr COLLATE collation-name DESC ASC NULLS FIRST NULLS LAST

raise-function:

RAISE ( ROLLBACK , expr ) IGNORE ABORT FAIL

select-stmt:

WITH RECURSIVE common-table-expression , SELECT DISTINCT result-column , ALL FROM table-or-subquery join-clause , WHERE expr GROUP BY expr HAVING expr , WINDOW window-name AS window-defn , VALUES ( expr ) , , compound-operator select-core ORDER BY LIMIT expr ordering-term , OFFSET expr , expr

common-table-expression:

table-name ( column-name ) AS NOT MATERIALIZED ( select-stmt ) ,

compound-operator:

UNION UNION INTERSECT EXCEPT ALL

join-clause:

table-or-subquery join-operator table-or-subquery join-constraint

join-constraint:

USING ( column-name ) , ON expr

join-operator:

NATURAL LEFT OUTER JOIN , RIGHT FULL INNER CROSS

ordering-term:

expr COLLATE collation-name DESC ASC NULLS FIRST NULLS LAST

result-column:

expr AS column-alias * table-name . *

table-or-subquery:

schema-name . table-name AS table-alias INDEXED BY index-name NOT INDEXED table-function-name ( expr ) , AS table-alias ( select-stmt ) ( table-or-subquery ) , join-clause

window-defn:

( base-window-name PARTITION BY expr , ORDER BY ordering-term , frame-spec )

frame-spec:

GROUPS BETWEEN UNBOUNDED PRECEDING AND UNBOUNDED FOLLOWING RANGE ROWS UNBOUNDED PRECEDING expr PRECEDING CURRENT ROW expr PRECEDING CURRENT ROW expr FOLLOWING expr PRECEDING CURRENT ROW expr FOLLOWING EXCLUDE CURRENT ROW EXCLUDE GROUP EXCLUDE TIES EXCLUDE NO OTHERS

type-name:

name ( signed-number , signed-number ) ( signed-number )

signed-number:

+ numeric-literal -

indexed-column:

column-name COLLATE collation-name DESC expr ASC

Any index that includes the WHERE clause at the end is considered to be a partial index. Indexes that omit the WHERE clause (or indexes that are created by UNIQUE or PRIMARY KEY constraints inside of CREATE TABLE statements) are ordinary full indexes.

The expression following the WHERE clause may contain operators, literal values, and names of columns in the table being indexed. The WHERE clause may not contain subqueries, references to other tables, non-deterministic functions, or bound parameters.

Only rows of the table for which the WHERE clause evaluates to true are included in the index. If the WHERE clause expression evaluates to NULL or to false for some rows of the table, then those rows are omitted from the index.

The columns referenced in the WHERE clause of a partial index can be any of the columns in the table, not just columns that happen to be indexed. However, it is very common for the WHERE clause expression of a partial index to be a simple expression on the column being indexed. The following is a typical example:

CREATE INDEX po_parent ON purchaseorder(parent_po) WHERE parent_po IS NOT NULL;

In the example above, if most purchase orders do not have a "parent" purchase order, then most parent_po values will be NULL. That means only a small subset of the rows in the purchaseorder table will be indexed. Hence the index will take up much less space. And changes to the original purchaseorder table will run faster since the po_parent index only needs to be updated for those exceptional rows where parent_po is not NULL. But the index is still useful for querying. In particular, if one wants to know all "children" of a particular purchase order "?1", the query would be:

SELECT po_num FROM purchaseorder WHERE parent_po=?1;

The query above will use the po_parent index to help find the answer, since the po_parent index contains entries for all rows of interest. Note that since po_parent is smaller than a full index, the query will likely run faster too.

2.1. Unique Partial Indexes

A partial index definition may include the UNIQUE keyword. If it does, then SQLite requires every entry in the index to be unique. This provides a mechanism for enforcing uniqueness across some subset of the rows in a table.

For example, suppose you have a database of the members of a large organization where each person is assigned to a particular "team". Each team has a "leader" who is also a member of that team. The table might look something like this:

CREATE TABLE person(
 person_id INTEGER PRIMARY KEY,
 team_id INTEGER REFERENCES team,
 is_team_leader BOOLEAN,
 -- other fields elided
);

The team_id field cannot be unique because there are usually multiple people on the same team. One cannot make the combination of team_id and is_team_leader unique since there are usually multiple non-leaders on each team. The solution to enforcing one leader per team is to create a unique index on team_id but restricted to those entries for which is_team_leader is true:

CREATE UNIQUE INDEX team_leader ON person(team_id) WHERE is_team_leader;

Coincidentally, that same index is useful for locating the team leader of a particular team:

SELECT person_id FROM person WHERE is_team_leader AND team_id=?1;

3. Queries Using Partial Indexes

Let X be the expression in the WHERE clause of a partial index, and let W be the WHERE clause of a query that uses the table that is indexed. Then, the query is permitted to use the partial index if W⇒X, where the ⇒ operator (usually pronounced "implies") is the logic operator equivalent to "X or not W". Hence, determining whether or not a partial index is usable in a particular query reduces to proving a theorem in first-order logic.

SQLite does not have a sophisticated theorem prover with which to determine W⇒X. Instead, SQLite uses two simple rules to find the common cases where W⇒X is true, and it assumes all the other cases are false. The rules used by SQLite are these:

  1. If W is AND-connected terms and X is OR-connected terms and if any term of W appears as a term of X, then the partial index is usable.

    For example, let the index be

    CREATE INDEX ex1 ON tab1(a,b) WHERE a=5 OR b=6;
    

    And let the query be:

    SELECT * FROM tab1 WHERE b=6 AND a=7; -- uses partial index
    

    Then the index is usable by the query because the "b=6" term appears in both the index definition and in the query. Remember: terms in the index should be OR-connected and terms in the query should be AND-connected.

    The terms in W and X must match exactly. SQLite does not do algebra to try to get them to look the same. The term "b=6" does not match "b=3+3" or "b-6=0" or "b BETWEEN 6 AND 6". "b=6" will match to "6=b" as long as "b=6" is on the index and "6=b" is in the query. If a term of the form "6=b" appears in the index, it will never match anything.

  2. If a term in X is of the form "z IS NOT NULL" and if a term in W is a comparison operator on "z" other than "IS", then those terms match.

    Example: Let the index be

    CREATE INDEX ex2 ON tab2(b,c) WHERE c IS NOT NULL;
    

    Then any query that uses operators =, <, >, <=, >=, <>, IN, LIKE, or GLOB on column "c" would be usable with the partial index because those comparison operators are only true if "c" is not NULL. So the following query could use the partial index:

    SELECT * FROM tab2 WHERE b=456 AND c<>0; -- uses partial index
    

    But the next query can not use the partial index:

    SELECT * FROM tab2 WHERE b=456; -- cannot use partial index
    

    The latter query can not use the partial index because there might be rows in the table with b=456 and where c is NULL. But those rows would not be in the partial index.

These two rules describe how the query planner for SQLite works as of this writing (2013年08月01日). And the rules above will always be honored. However, future versions of SQLite might incorporate a better theorem prover that can find other cases where W⇒X is true and thus may find more instances where partial indexes are useful.

4. Supported Versions

Partial indexes have been supported in SQLite since version 3.8.0 (2013年08月26日).

Database files that contain partial indices are not readable or writable by versions of SQLite prior to 3.8.0. However, a database file created by SQLite 3.8.0 is still readable and writable by prior versions as long as its schema contains no partial indexes. A database that is unreadable by legacy versions of SQLite can be made readable simply by running DROP INDEX on the partial indexes.

This page was last updated on 2022年04月18日 02:55:50Z

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