Description
In this course, you will learn:
- Outline the advantages of using a risk-based approach to compliance.
- Understand the fundamental components of conduct risk.
- recognize the necessity of prudential compliance.
- Recognize the requirement for financial crime compliance.
- explain the significance of data protection.
- Understand the importance of successful change management.
- Explain the meaning of environmental, social, and governance (ESG) and explore the implications for the compliance function.
- Describe the implications of a global pandemic for compliance.